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[PDF] GL30.pdf
... ongoing compliance with this Guideline. 6.21 Proper records should be maintained by authorized insurers, licensed insurance broker companies and licensed insurance agencies in respect of the FNA including but not limited to the required documentation set out in this Guideline for inspection and review by...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL30.pdf - Date: 2019-11-29
... the Association concerning the conduct and integrity of the members; (e) that he/she is a resident in HKSAR and is at least 21 years of age; (f) that he/she is appointed or employed by a member company of the Association at the time of application to be registered as chief executive. 3. Code of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5_PIBA_Membership_Regulations_v5_15_4_2013_eg19.pdf - Date: 2019-12-20
... accordance with the provisions of this Memorandum and to the extent permitted by law. 20. An Authority that receives non-public information under this Memorandum will use that information only for the purposes set forth in the request for assistance, and for its supervisory functions. 21. If the recipient...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-bafin.pdf - Date: 2020-09-28
...; and (b) any information passed under the Memorandum unless it is disclosed in furtherance of the purpose for which it was requested. 21. Unless the request provides otherwise, the confidentiality provisions of the Memorandum will not prevent the Authorities from informing other law enforcement or...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-cbi.pdf - Date: 2020-09-28
... this Memorandum will be treated as confidential by both the Requested Authority and the Requesting Authority unless both Authorities agree otherwise. 8 20. Any Confidential Information exchanged belongs to, and will remain the property of, the Requested Authority. 21. The Requesting Authority will use...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MoU_between_IA_and_OIC_12_December_2018.pdf - Date: 2020-09-28
... Connaught Road Central, Hong Kong AND: The Insurance Authority (the “IA”) of 21st Floor, Queensway Government Offices, 66 Queensway, Hong Kong 1 STATUS OF PARTIES 1.1 The SFC is a statutory body established pursuant to the repealed Securities and Futures Commission Ordinance (Cap. 24) and continued in...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf - Date: 2020-09-28
... accordance with the provisions of this Memorandum and to the extent permitted by law. 20. An Authority that receives non-public information under this Memorandum will use that information only for the purposes set forth in the request for assistance, and for its supervisory functions. 21. If the recipient...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-bafin.pdf - Date: 2021-11-01
...; and (b) any information passed under the Memorandum unless it is disclosed in furtherance of the purpose for which it was requested. 21. Unless the request provides otherwise, the confidentiality provisions of the Memorandum will not prevent the Authorities from informing other law enforcement or...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mou-cbi.pdf - Date: 2021-11-01
... this Memorandum will be treated as confidential by both the Requested Authority and the Requesting Authority unless both Authorities agree otherwise. 8 20. Any Confidential Information exchanged belongs to, and will remain the property of, the Requested Authority. 21. The Requesting Authority will use...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MoU_between_IA_and_OIC_12_December_2018.pdf - Date: 2021-11-01
... Connaught Road Central, Hong Kong AND: The Insurance Authority (the “IA”) of 21st Floor, Queensway Government Offices, 66 Queensway, Hong Kong 1 STATUS OF PARTIES 1.1 The SFC is a statutory body established pursuant to the repealed Securities and Futures Commission Ordinance (Cap. 24) and continued in...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf - Date: 2021-11-01