... No. of Administration Accounts to be Opened by Supervisor Account † Please tick the appropriate box. 2 Form A2 III. Information on Proposed Owner of Supervisor Account † Is the Proposed Supervisor Account Owner your Key Person in Intermediary Management (for Authorized Insurer) or Responsible Officer...

... advice about MPF schemes. Besides, in accordance with paragraph III.60(c) of the Guidelines on Conduct Requirements for Registered Intermediaries (“MPF Conduct Guidelines”) issued by the Mandatory Provident Fund Schemes Authority (“MPFA”), an insurance broker registered as MPF principal intermediary...

... Code of Conduct for Insurers issued by the Hong Kong Federation of Insurers, with particular reference to “Part III: Claims” of the Code. Please also note that these Study Notes will not make you a fully qualified underwriter or insurance specialist. It is intended to give a preliminary introduction to...

...技術性違規的行為，一般都被 視為嚴重程度較低; (ii) 違規行為持續的時間及頻密程度 ; (iii) 違規行為是否有可能損害保險業的廉潔穩健，以及 ／或香港作為國際金融中心的聲譽 ; (iv) 違規行為是否對或可能對其他人造成損失或使其他 人承擔支出; (v) 保險機構作出違規行為時，是獨立行事還是以集團 成員的身分行事，以及該機構在集團中擔當的角 色； (vi) 違規行為是否顯示，保險機構的整體或個別業務所 採用的客戶盡職審查及備存紀錄程序，在管理制度 或內部監控方面有嚴重或系統性弱點 ; (vii) 違規行為是否顯示有關機構的違規模式 ; 3 (viii)有關機構是否干犯一些較輕微的違規事項...

... Office”) of the FHB. Insurance companies seeking to offer VHIS-compliant products must first register as VHIS Providers and, before their Standard Plans and Flexi Plans (if offered) are marketed, each plan must have been successfully certified as a Certified Plan (see (c)(iii) below for these three terms...

... III 20 21 41 1 Accident 62 29 91 2 Sickness 59 23 82 3 Land vehicles 50 23 73 4 Railway rolling stock 51 29 80 5 Aircraft 27 22 49 6 Ships 53 32 85 7 Goods in transit 57 30 87 8 Fire and natural forces 61 25 86 9 Damage to property 61 25 86 10 Motor vehicle liability 49 23 72 11 Aircraft liability 29...

... III 20 21 41 1 Accident 62 29 91 2 Sickness 59 23 82 3 Land vehicles 50 23 73 4 Railway rolling stock 51 29 80 5 Aircraft 27 22 49 6 Ships 53 32 85 7 Goods in transit 57 30 87 8 Fire and natural forces 61 25 86 9 Damage to property 61 25 86 10 Motor vehicle liability 49 23 72 11 Aircraft liability 29...

... III 19 20 39 1 Accident 61 29 90 2 Sickness 58 23 81 3 Land vehicles 49 23 72 4 Railway rolling stock 50 29 79 5 Aircraft 26 22 48 6 Ships 52 32 84 7 Goods in transit 56 30 86 8 Fire and natural forces 60 25 85 9 Damage to property 60 25 85 10 Motor vehicle liability 48 23 71 11 Aircraft liability 28...

... III 19 22 41 1 Accident 62 31 93 2 Sickness 58 24 82 3 Land vehicles 49 25 74 4 Railway rolling stock 51 31 82 5 Aircraft 27 24 51 6 Ships 54 34 88 7 Goods in transit 58 32 90 8 Fire and natural forces 62 27 89 9 Damage to property 62 27 89 10 Motor vehicle liability 48 25 73 11 Aircraft liability 29...

... the requirements as set out in (iii) and (iv) in the next paragraph. Authorized insurers should establish an investment policy specific to their OA ILAS products setting out in detail, inter alia, the following matters: (i) the assessment and due diligence that the authorized insurers must perform on...