...: (i) whether the contravention is intentional or reckless or negligent – a contravention caused merely by negligence or conduct which only results in a technical breach is generally regarded as less serious; (ii) the duration and frequency of the contraventions; (iii) whether the contravention is...

... overseas company, please also provide information on the business carried on in your home country and other branches.) Nature of Major Business Year of Commencement of Business Brief Description of Business ☐ No III. Licence(s) Granted by Financial Regulator(s) 1. † Have you ever been registered with the...

... overseas company, please also provide information on the business carried on in your home country and other branches.) Nature of Major Business Year of Commencement of Business Brief Description of Business ☐ No III. Licence(s) Granted by Financial Regulator(s) 1. † Have you ever been registered with the...

... overseas company, please also provide information on the business carried on in your home country and other branches.) Nature of Major Business Year of Commencement of Business Brief Description of Business ☐ No III. Licence(s) Granted by Financial Regulator(s) 1. † Have you ever been registered with the...

... Companies Ordinance / Insurance Companies Ordinance (ICO) / ICO Insurance Ordinance 2.2.4(b)(iii), 2.2.5(a), 4.4(b), 4.4(d)-(e), 4.4(g), Representative Examination Questions No.3 of Chapter 4 Glossary (page (iv), (xv)) “fit and proper” directors and controllers fit and proper requirement for controllers...

...機構是否蓄意或罔顧後果地作出違規行為，或 該違規行為是否因疏忽所致— 純粹因疏忽而引致 的違規行為或只引致技術性違規的行為，一般都被 視為嚴重程度較低; (ii) 違規行為持續的時間及頻密程度; (iii) 違規行為是否有可能損害保險業的廉潔穩健，以及 ／或香港作為國際金融中心的聲譽; (iv) 違規行為是否對或可能對其他人造成損失或使其他 人承擔支出; (v) 保險機構作出違規行為時，是獨立行事還是以集團 成員的身分行事，以及該機構在集團中擔當的角 色； (vi) 違規行為是否顯示，保險機構的整體或個別業務所 採用的客戶盡職審查及備存紀錄程序，在管理制度 或內部監控方面有嚴重或系統性...

... in The Code of Conduct for Insurers, with particular reference to “Part III: Claims”. Please also note that these Study Notes will not make you a fully qualified underwriter or other insurance specialist. It is intended to give a preliminary introduction to the subject of General Insurance, as a...

... look beyond the strict interpretation of policy terms in making a ruling. In addition, as far as good insurance practice is concerned, the Complaints Panel relies heavily on the expected standards set out in The Code of Conduct for Insurers, with particular reference to “Part III: Claims”. Please also...