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⏭... requirement in paragraph B1. (a) The client agreement between the licensed insurance broker company and its client. (b) For insurance transactions in relation to general business (as defined in the Insurance Ordinance (Cap. 41)): (i) the formal proposal/quotation; (ii) the cover note; (iii) the premium debit...
https://www.ia.org.hk/english/legislative_framework/files/Practice_note_on_Remuneration_Disclosure_Eng.pdf -
Date: 2020-06-01
... requirement in paragraph B1. (a) The client agreement between the licensed insurance broker company and its client. (b) For insurance transactions in relation to general business (as defined in the Insurance Ordinance (Cap. 41)): (i) the formal proposal/quotation; (ii) the cover note; (iii) the premium debit...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Practice_note_on_Remuneration_Disclosure_Eng.pdf -
Date: 2020-06-24
... Investment Considerations A. Basic Economics B. Global Economy C. Economic Factors Affecting the Financial Markets D. Investment Objective and Risk Tolerance E. Other Investment Constraints F. Investment Advising G. Summary III. Investment Assets i. Money Market Instruments A. Bank Deposits B. Negotiable...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5.IL_syllabus_eng_2015_2017.pdf -
Date: 2019-12-02
... Kong ii. Investment Considerations A. Basic Economics B. Global Economy C. Economic Factors Affecting the Financial Markets D. Investment Objective and Risk Tolerance E. Other Investment Constraints F. Investment Advising G. Summary III. Investment Assets i. Money Market Instruments A. Bank Deposits B....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/6.IL_syllabus_eng_2017.pdf -
Date: 2019-12-02
...: ______________________________________ Approximate Year(s) of Service: ___ Year(s) 2. Current Directorship † Are you currently a director of a company? If Yes, please provide the relevant details, including (i) name of company, (ii) approximate year(s) of directorship and (iii) nature and state of affairs of its business on a separate sheet. ☐ Yes...
https://www.ia.org.hk/english/infocenter/forms/files/Form_A1_IndividualLicenceApplication_IndividualInsuranceAgentTR_A_TR_B.pdf -
Date: 2019-09-22
[PDF]
GL3A_Eng.pdf
...: (i) whether the contravention is intentional or reckless or negligent – a contravention caused merely by negligence or conduct which only results in a technical breach is generally regarded as less serious; (ii) the duration and frequency of the contraventions; (iii) whether the contravention is...
https://www.ia.org.hk/english/legislative_framework/files/GL3A_Eng.pdf -
Date: 2020-09-24
[PDF]
GL3A_Eng.pdf
...: (i) whether the contravention is intentional or reckless or negligent – a contravention caused merely by negligence or conduct which only results in a technical breach is generally regarded as less serious; (ii) the duration and frequency of the contraventions; (iii) whether the contravention is...
https://www.ia.org.hk/english/enforcement/anti_money_laundering_and_counter_terrorist_financing/files/GL3A_Eng.pdf -
Date: 2021-09-13
[PDF]
GL3A_Appendix_A.pdf
... the contraventions; (iii) whether the contravention is potentially damaging or detrimental to the integrity and stability of the insurance industry, and/or the reputation of Hong Kong as an international financial centre; (iv) whether the contravention caused or potentially caused loss to, or imposed...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3A_Appendix_A.pdf -
Date: 2019-02-01
... regarded as less serious; (ii) the duration and frequency of the contraventions; (iii) whether the contravention is potentially damaging or detrimental to the integrity and stability of the insurance industry, and/or the reputation of Hong Kong as an international financial centre; (iv) whether the...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_C.pdf -
Date: 2019-12-24