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⏭... above but indeed, i) the above-mentioned application/proposal has replaced any or a substantial part of my existing life insurance policy(ies) in the past 12 months; or ii) my current intention is to replace any or a substantial part of my existing life insurance policy(ies) within the next 12 months by...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3a_HKFI_CoP_Life_Ins_Replacement_v3_1_1_2005_20190823.pdf -
Date: 2019-12-20
... Guidance Note. This shall not however affect the requirements of completing insurers’ RPQ under the HKFI ILAS Requirements at the time of applying for Linked Long Term Insurance policy by the client. 16. Clients’ risk profile would usually include their (i) investment objectives, (ii) investment knowledge...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3_CIB_GN4_on_Cond_KYC_Incl_LLT_Ins_v3_18_12_2014_eg19.pdf -
Date: 2019-12-20
... above but indeed, i) the above-mentioned application/proposal has replaced any or a substantial part of my existing life insurance policy(ies) in the past 12 months; or ii) my current intention is to replace any or a substantial part of my existing life insurance policy(ies) within the next 12 months by...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4a_HKFI_CoP_Life_Ins_Replacement_v4_1_5_2006_20190823.pdf -
Date: 2019-12-20
... part of my existing life insurance policy(ies) in the past 12 months; or ii) my current intention is to replace any or a substantial part of my existing life insurance policy(ies) within the next 12 months by the above-mentioned application/proposal, I may jeopardize my future right of redress if I...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5a_HKFI_CoP_Life_Ins_Replacement_v5_1_10_2008_20190823.pdf -
Date: 2019-12-20
... applicable only to and must be met by the Applicant: i. he was engaged in the travel agency business in Hong Kong immediately before 15 May 2006 and has not since ceased to be engaged in travel-related work in Hong Kong for two consecutive years; ii. he has proven relevant experience in travel agency...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/6a_HKFI_CoP_for_Admin_of_Agents_6th_Edition_1_6_2004_20190823.pdf -
Date: 2019-12-20
[PDF]
cir_aml_20171020_2.pdf
... the seminars is attached at Annex I for your reference. To facilitate logistical arrangements, please complete the enrolment form at Annex II and return to our office via email ([email protected]) on or before 3 November 2017. Seats will be allocated on a first-come-first-serve basis, and further seats to...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20171020_2.pdf -
Date: 2018-01-15
... companies to ensure that we have insight to the full diversity of business models that broker companies across the market are adopting. How is an inspection conducted? There are usually three-phases to an inspection: (i) before the IA comes onsite to inspect; (ii) the on-site inspection...
https://www.ia.org.hk/english/legislative_framework/Conduct_in_Focus_Issue_07_(Article_01).html -
Date: 2023-05-12
[PDF]
GL13.pdf
... time. Such systems will vary from insurer to insurer, but should be: (i) sufficiently robust to reflect the scale of the risks and the investment activity undertaken; (ii) capable of accurately capturing and measuring all significant risks in a timely manner; (iii) understood by all relevant personnel...
https://www.ia.org.hk/english/legislative_framework/files/GL13.pdf -
Date: 2020-09-24