...”, together as “Parties”) to enable the IA (with consent from the complainant) to refer relevant claim-related complaints to the ICB for adjudication. II. Functions of the IA 2. The principal function of the IA under the Insurance Ordinance (Cap. 41) (“IO”) is to regulate and supervise the insurance industry...

... 4.13.9, 6.20 & 6.22) Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 18 Chapter 7 – STR 7.7 : Sufficient guidance for staff (including agents); ref annexes I & II for e.g. of suspicious transactions 7.19: MLRO; its roles (7.19-7.30, 7.33, 7.36...

... 4.13.9, 6.20 & 6.22) Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 18 Chapter 7 – STR 7.7 : Sufficient guidance for staff (including agents); ref annexes I & II for e.g. of suspicious transactions 7.19: MLRO; its roles (7.19-7.30, 7.33, 7.36...

...)  Class A products which have a significant savings component; and (ii) Class C products  (“Insurance  Investment / Savings Products”) by Member Companies and supersedes  the 2012 Guidance Note.     1.6 In principle, Member Companies are expected to respect the principles, intention and  spirit of  the...

... above but indeed, i) the above-mentioned application/proposal has replaced any or a substantial part of my existing life insurance policy(ies) in the past 12 months; or ii) my current intention is to replace any or a substantial part of my existing life insurance policy(ies) within the next 12 months by...

... Guidance Note. This shall not however affect the requirements of completing insurers’ RPQ under the HKFI ILAS Requirements at the time of applying for Linked Long Term Insurance policy by the client. 16. Clients’ risk profile would usually include their (i) investment objectives, (ii) investment knowledge...