... purpose of these updated requirements (“Requirements”) is summarised below: i. To ensure that the suitability assessment of prospective ILAS customers has been carried out before recommendation of an ILAS product; ii. To ensure that the product features, charges and fees, the product and investment risk...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_HKFI_ILAS_Requirements_v4_8_12_2014_20190823.pdf -
Date: 2019-12-20
... revoking any such conditions imposed. The MPFA will also notify the relevant FR or IR, as the case may be, of the conditions imposed, amended or revoked. 4.3 The MPFA will as soon as practicable inform the relevant FRs of (i) any revocation or suspension of registration of a PI, (ii) any revocation or...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20130528.pdf -
Date: 2020-09-28
... revoking any such conditions imposed. The MPFA will also notify the relevant FR or IR, as the case may be, of the conditions imposed, amended or revoked. 4.3 The MPFA will as soon as practicable inform the relevant FRs of (i) any revocation or suspension of registration of a PI, (ii) any revocation or...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20130528.pdf -
Date: 2021-11-01
... circumstances: (i) the normal course of business; (ii) the event of default; and (iii) the event of insolvency or bankruptcy of the insurer and all of the counterparties. 6.4 It should be noted that an insurer is not prohibited from holding a greater amount in any particular category of assets than that...
https://www.ia.org.hk/english/legislative_framework/files/GL2.pdf -
Date: 2020-09-24
... revoking any such conditions imposed. The MPFA will also notify the relevant FR or IR, as the case may be, of the conditions imposed, amended or revoked. 4.3 The MPFA will as soon as practicable inform the relevant FRs of (i) any revocation or suspension of registration of a PI, (ii) any revocation or...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20130528.pdf -
Date: 2021-09-01
... revoking any such conditions imposed. The MPFA will also notify the relevant FR or IR, as the case may be, of the conditions imposed, amended or revoked. 4.3 The MPFA will as soon as practicable inform the relevant FRs of (i) any revocation or suspension of registration of a PI, (ii) any revocation or...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu20130528.pdf -
Date: 2020-06-19
... internet firewall, work e-mail server setting/cannot receive e- mail notifications, etc.), please contact your Principal for further advice. For IE Users i. Select Tools (via the Gear Icon) > Safety > Delete browsing history... ii. Make sure to uncheck Preserve Favorites website data and check both...
https://www.ia.org.hk/english/infocenter/forms/files/Online_Portal_Userguide_principal_Jan_2021.pdf -
Date: 2022-01-06
... 4.13.9, 6.20 & 6.22) Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 18 Chapter 7 – STR 7.7 : Sufficient guidance for staff (including agents); ref annexes I & II for e.g. of suspicious transactions 7.19: MLRO; its roles (7.19-7.30, 7.33, 7.36...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20121005-01.pdf -
Date: 2021-11-12
...”, together as “Parties”) to enable the IA (with consent from the complainant) to refer relevant claim-related complaints to the ICB for adjudication. II. Functions of the IA 2. The principal function of the IA under the Insurance Ordinance (Cap. 41) (“IO”) is to regulate and supervise the insurance industry...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_IA_and_ICB.pdf -
Date: 2021-11-01
... 4.13.9, 6.20 & 6.22) Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative Region 18 Chapter 7 – STR 7.7 : Sufficient guidance for staff (including agents); ref annexes I & II for e.g. of suspicious transactions 7.19: MLRO; its roles (7.19-7.30, 7.33, 7.36...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20121005-01.pdf -
Date: 2022-04-27