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GL25.pdf
... read, where appropriate, in conjunction with the relevant provisions of the Ordinance and all other relevant rules, codes, circulars and guidelines issued by the IA or other regulatory bodies, including but not limited to the following: 3 (a) Guideline on Underwriting Class C Business (GL15) issued by...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL25.pdf -
Date: 2019-11-29
... the Hong Kong Special Administrative Region Disclaimer This presentation provides a general overview of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing. It does not cover all requirements applicable to insurance institutions. It should be read in conjunction with the full...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01-text.pdf -
Date: 2021-11-12
... the Hong Kong Special Administrative Region Disclaimer This presentation provides a general overview of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing. It does not cover all requirements applicable to insurance institutions. It should be read in conjunction with the full...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01-text.pdf -
Date: 2022-04-27
... the Hong Kong Special Administrative Region Disclaimer This presentation provides a general overview of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing. It does not cover all requirements applicable to insurance institutions. It should be read in conjunction with the full...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01-text.pdf -
Date: 2019-11-05
[PDF]
Q&A-gn16.pdf
... 4.1.1.5 of Appendix I specifies that insurer should disclose on its company website the non-guaranteed dividends/bonuses fulfillment ratios for each product series of participating policies which has new policies recently issued (with similar requirement under Section 4.2 of Appendix II in respect of...
https://www.ia.org.hk/english/legislative_framework/files/Q&A-gn16.pdf -
Date: 2020-09-24
[PDF]
Cir_dd_01.06.2020.pdf
... from an insurer for arranging an insurance policy with the insurer on behalf of the client. The Practice Notes have been prepared in consultation with The Hong Kong Confederation of Insurance Brokers and the Professional Insurance Brokers Association. The Practice Notes will be kept under review and...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_01.06.2020.pdf -
Date: 2020-06-15
[PDF]
Cir_dd_01.06.2020.pdf
... from an insurer for arranging an insurance policy with the insurer on behalf of the client. The Practice Notes have been prepared in consultation with The Hong Kong Confederation of Insurance Brokers and the Professional Insurance Brokers Association. The Practice Notes will be kept under review and...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_01.06.2020.pdf -
Date: 2020-12-21
... risk IIs subject to off-site review Risk-based Supervision On-site inspection • Field Work (Meetings and interviews with senior management; Walkthrough with Operations and Compliance; Sample checking including quality & sufficiency of CDD; Quality of external/internal STRs filed, screening etc....
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Mutual_Evaluation_Report_of_Hong_Kong_2019.pdf -
Date: 2021-11-12
... risk IIs subject to off-site review Risk-based Supervision On-site inspection • Field Work (Meetings and interviews with senior management; Walkthrough with Operations and Compliance; Sample checking including quality & sufficiency of CDD; Quality of external/internal STRs filed, screening etc....
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Mutual_Evaluation_Report_of_Hong_Kong_2019.pdf -
Date: 2022-04-27
... risk IIs subject to off-site review Risk-based Supervision On-site inspection • Field Work (Meetings and interviews with senior management; Walkthrough with Operations and Compliance; Sample checking including quality & sufficiency of CDD; Quality of external/internal STRs filed, screening etc....
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Mutual_Evaluation_Report_of_Hong_Kong_2019.pdf -
Date: 2019-11-05