... override the provision of any law. A non-compliance with the provisions in this Guideline would not by itself render an authorized insurer liable to judicial or other proceedings. A non-compliance may, however, reflect on the IA’s view of the continued fitness and properness of the directors or controllers...

... override the provision of any law. A non-compliance with the provisions in this Guideline would not by itself render an authorized insurer liable to judicial or other proceedings. A non-compliance may, however, reflect on the IA’s view of the continued fitness and properness of the directors or controllers...

... the Hong Kong Special Administrative Region Disclaimer  This presentation provides a general overview of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing. It does not cover all requirements applicable to insurance institutions. It should be read in conjunction with the full...

... the Hong Kong Special Administrative Region Disclaimer  This presentation provides a general overview of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing. It does not cover all requirements applicable to insurance institutions. It should be read in conjunction with the full...

... the Hong Kong Special Administrative Region Disclaimer  This presentation provides a general overview of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing. It does not cover all requirements applicable to insurance institutions. It should be read in conjunction with the full...

... 4.1.1.5 of Appendix I specifies that insurer should disclose on its company website the non-guaranteed dividends/bonuses fulfillment ratios for each product series of participating policies which has new policies recently issued (with similar requirement under Section 4.2 of Appendix II in respect of...

... risk IIs subject to off-site review Risk-based Supervision On-site inspection • Field Work (Meetings and interviews with senior management; Walkthrough with Operations and Compliance; Sample checking including quality & sufficiency of CDD; Quality of external/internal STRs filed, screening etc....

... risk IIs subject to off-site review Risk-based Supervision On-site inspection • Field Work (Meetings and interviews with senior management; Walkthrough with Operations and Compliance; Sample checking including quality & sufficiency of CDD; Quality of external/internal STRs filed, screening etc....

... risk IIs subject to off-site review Risk-based Supervision On-site inspection • Field Work (Meetings and interviews with senior management; Walkthrough with Operations and Compliance; Sample checking including quality & sufficiency of CDD; Quality of external/internal STRs filed, screening etc....

... Insurers Carrying on Long Term Business The Insurance Authority (“IA”) is responsible for overseeing the compliance of, amongst others, authorized insurers carrying on long term business (“insurers”) with the relevant requirements under the Anti-Money Laundering and Counter-Terrorist Financing Ordinance...