... professional legal advice in ensuring its compliance with the Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance and Guideline on Anti-Money Laundering and Counter-Terrorist Financing.  The PowerPoint materials of this presentation may be used for personal viewing...

... professional legal advice in ensuring its compliance with the Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance and Guideline on Anti-Money Laundering and Counter-Terrorist Financing.  The PowerPoint materials of this presentation may be used for personal viewing...

..., honestly, fairly, and to act in the best interest of the policy holder or potential policy holder concerned and with integrity when carrying on regulated activities. Fabrication of an insurance document is a serious misconduct that carries with it potential criminal implications. The IA has zero...

... The new set of FAQs aims to assist insurance institutions (“IIs”) as stipulated in the Guideline on Anti-Money Laundering and Counter-Terrorist Financing (“GL3”) in understanding the relevant AML/CFT requirements. It is designed to be read in conjunction with the latest GL3 and will be updated from...

... 1/4 any relevant statutory provisions, including those restricting disclosure. In addition, the provision of or request for information under this understanding may be denied on the grounds of prejudice to essential interests or when disclosure would interfere with an ongoing investigation. Where a...

... 1/4 any relevant statutory provisions, including those restricting disclosure. In addition, the provision of or request for information under this understanding may be denied on the grounds of prejudice to essential interests or when disclosure would interfere with an ongoing investigation. Where a...

... 1/4 any relevant statutory provisions, including those restricting disclosure. In addition, the provision of or request for information under this understanding may be denied on the grounds of prejudice to essential interests or when disclosure would interfere with an ongoing investigation. Where a...

... 1/4 any relevant statutory provisions, including those restricting disclosure. In addition, the provision of or request for information under this understanding may be denied on the grounds of prejudice to essential interests or when disclosure would interfere with an ongoing investigation. Where a...

... in writing with justifications for so doing at the same time when the relevant returns or accounts are submitted to the IA. 9. Commencement 9.1. This Guideline shall take effect from 26 June 2017. June 2017 i Annex CERTIFICATE OF ACTUARIAL OPINION ON INSURANCE LIABILITIES OF EMPLOYEES’ COMPENSATION...

... specified in the Insurance Companies Ordinance (Cap.41) (“ICO”). The examination focuses on key risks that have material impact on the financial strength and sustainability of an insurer, with due emphasis placed on adequacy of paid-up capital, asset quality, reserving position and reinsurance arrangements....