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⏭... the Hong Kong Special Administrative Region Disclaimer This presentation provides a general overview of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing. It does not cover all requirements applicable to insurance institutions. It should be read in conjunction with the full...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01-text.pdf -
Date: 2022-04-27
... the Hong Kong Special Administrative Region Disclaimer This presentation provides a general overview of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing. It does not cover all requirements applicable to insurance institutions. It should be read in conjunction with the full...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20120306-01-text.pdf -
Date: 2019-11-05
... risk IIs subject to off-site review Risk-based Supervision On-site inspection • Field Work (Meetings and interviews with senior management; Walkthrough with Operations and Compliance; Sample checking including quality & sufficiency of CDD; Quality of external/internal STRs filed, screening etc....
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Mutual_Evaluation_Report_of_Hong_Kong_2019.pdf -
Date: 2021-11-12
... risk IIs subject to off-site review Risk-based Supervision On-site inspection • Field Work (Meetings and interviews with senior management; Walkthrough with Operations and Compliance; Sample checking including quality & sufficiency of CDD; Quality of external/internal STRs filed, screening etc....
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Mutual_Evaluation_Report_of_Hong_Kong_2019.pdf -
Date: 2022-04-27
... risk IIs subject to off-site review Risk-based Supervision On-site inspection • Field Work (Meetings and interviews with senior management; Walkthrough with Operations and Compliance; Sample checking including quality & sufficiency of CDD; Quality of external/internal STRs filed, screening etc....
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Mutual_Evaluation_Report_of_Hong_Kong_2019.pdf -
Date: 2019-11-05
[PDF]
cir_aml_20180531.pdf
... Insurers Carrying on Long Term Business The Insurance Authority (“IA”) is responsible for overseeing the compliance of, amongst others, authorized insurers carrying on long term business (“insurers”) with the relevant requirements under the Anti-Money Laundering and Counter-Terrorist Financing Ordinance...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/cir_aml_20180531.pdf -
Date: 2019-02-01
[PDF]
Q&A-gn16.pdf
... 4.1.1.5 of Appendix I specifies that insurer should disclose on its company website the non-guaranteed dividends/bonuses fulfillment ratios for each product series of participating policies which has new policies recently issued (with similar requirement under Section 4.2 of Appendix II in respect of...
https://www.ia.org.hk/english/legislative_framework/files/Q&A-gn16.pdf -
Date: 2020-09-24
... products with a high protection element on their own. Before taking out an insurance policy online, policyholders should learn about the procedures and points to note for online self-service insurance. Online self-service insurance If you are interested in insurance products...
https://www.ia.org.hk/english/digital_onboarding/index.html -
Date: 2024-01-19
[HTML]
Insurance Authority bans Ma Chun Kei for 4.5 years for fabricating a certificate of insurance
..., honestly, fairly, and to act in the best interest of the policy holder or potential policy holder concerned and with integrity when carrying on regulated activities. Fabrication of an insurance document is a serious misconduct that carries with it potential criminal implications. The IA has zero...
https://www.ia.org.hk/english/infocenter/press_releases/20240111.html -
Date: 2024-01-11
[PDF]
GL26_English.pdf
..., as well as the rights and obligations associated with such products. This is the main objective of this Guideline. 1.3 The Guideline on Underwriting Class C Business (GL15), which applies to authorized insurers, already stipulates proper standards of conduct and business practices for authorized...
https://www.ia.org.hk/english/legislative_framework/files/GL26_English.pdf -
Date: 2020-09-24