... products or services; (ii) advising existing or potential policy holders on the terms of their insurance policies or their insurance needs, etc.; (iii) quoting insurance premiums for a particular type of insurance product offered by one or more authorized insurers; (iv) comparing the respective premiums...
https://www.ia.org.hk/english/legislative_framework/files/GL8.pdf -
Date: 2020-09-24
...: ______________________________________ Approximate Year(s) of Service: ___ Year(s) 2. Current Directorship † Are you currently a director of a company? If Yes, please provide the relevant details, including (i) name of company, (ii) approximate year(s) of directorship and (iii) nature and state of affairs of its business on a separate sheet. ☐ Yes...
https://www.ia.org.hk/english/infocenter/forms/files/Form_A1_IndividualLicenceApplication_IndividualInsuranceAgentTR_A_TR_B.pdf -
Date: 2019-09-22
...: (i) whether the contravention is intentional or reckless or negligent – a contravention caused merely by negligence or conduct which only results in a technical breach is generally regarded as less serious; (ii) the duration and frequency of the contraventions; (iii) whether the contravention is...
https://www.ia.org.hk/english/legislative_framework/files/GL3A_Eng.pdf -
Date: 2020-09-24
...: (i) whether the contravention is intentional or reckless or negligent – a contravention caused merely by negligence or conduct which only results in a technical breach is generally regarded as less serious; (ii) the duration and frequency of the contraventions; (iii) whether the contravention is...
https://www.ia.org.hk/english/enforcement/anti_money_laundering_and_counter_terrorist_financing/files/GL3A_Eng.pdf -
Date: 2021-09-13
... the contraventions; (iii) whether the contravention is potentially damaging or detrimental to the integrity and stability of the insurance industry, and/or the reputation of Hong Kong as an international financial centre; (iv) whether the contravention caused or potentially caused loss to, or imposed...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3A_Appendix_A.pdf -
Date: 2019-02-01
... regarded as less serious; (ii) the duration and frequency of the contraventions; (iii) whether the contravention is potentially damaging or detrimental to the integrity and stability of the insurance industry, and/or the reputation of Hong Kong as an international financial centre; (iv) whether the...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_C.pdf -
Date: 2019-12-24
...: (i) whether the contravention is intentional or reckless or negligent – a contravention caused merely by negligence or conduct which only results in a technical breach is generally regarded as less serious; (ii) the duration and frequency of the contraventions; (iii) whether the contravention is...
https://www.ia.org.hk/english/enforcement/anti_money_laundering_and_counter_terrorist_financing/files/GL3A_Eng.pdf -
Date: 2019-12-27