Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭... requirement in paragraph B1. (a) The client agreement between the licensed insurance broker company and its client. (b) For insurance transactions in relation to general business (as defined in the Insurance Ordinance (Cap. 41)): (i) the formal proposal/quotation; (ii) the cover note; (iii) the premium debit...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Practice_note_on_Remuneration_Disclosure.pdf -
Date: 2020-06-15
... requirement in paragraph B1. (a) The client agreement between the licensed insurance broker company and its client. (b) For insurance transactions in relation to general business (as defined in the Insurance Ordinance (Cap. 41)): (i) the formal proposal/quotation; (ii) the cover note; (iii) the premium debit...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Practice_note_on_Remuneration_Disclosure.pdf -
Date: 2020-12-21
... Commencement of Business Brief Description of Business ☐ No III. Licence(s) Granted by Financial Regulator(s) IV. Proposed Line of Business † Please select the line of business you propose to carry on. ☐ General ☐ Long Term excluding Linked Long Term ☐ Long Term including Linked Long Term ☐ General and Long...
https://www.ia.org.hk/english/infocenter/forms/files/Broker_Company_Application_Form_A4.pdf -
Date: 2022-01-06
... Commencement of Business Brief Description of Business ☐ No III. Licence(s) Granted by Financial Regulator(s) IV. Proposed Line of Business † Please select the line of business you propose to carry on. ☐ General ☐ Long Term excluding Linked Long Term ☐ Long Term including Linked Long Term ☐ General and Long...
https://www.ia.org.hk/english/infocenter/forms/files/Broker_Company_Application_Form_A4.pdf -
Date: 2022-05-31
... Commencement of Business Brief Description of Business ☐ No III. Licence(s) Granted by Financial Regulator(s) IV. Proposed Line of Business † Please select the line of business you propose to carry on. ☐ General ☐ Long Term excluding Linked Long Term ☐ Long Term including Linked Long Term ☐ General and Long...
https://www.ia.org.hk/english/infocenter/forms/files/Broker_Company_Application_Form_A4.pdf -
Date: 2020-06-24
... requirement in paragraph B1. (a) The client agreement between the licensed insurance broker company and its client. (b) For insurance transactions in relation to general business (as defined in the Insurance Ordinance (Cap. 41)): (i) the formal proposal/quotation; (ii) the cover note; (iii) the premium debit...
https://www.ia.org.hk/english/legislative_framework/files/Practice_note_on_Remuneration_Disclosure_Eng.pdf -
Date: 2020-06-01
... requirement in paragraph B1. (a) The client agreement between the licensed insurance broker company and its client. (b) For insurance transactions in relation to general business (as defined in the Insurance Ordinance (Cap. 41)): (i) the formal proposal/quotation; (ii) the cover note; (iii) the premium debit...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Practice_note_on_Remuneration_Disclosure_Eng.pdf -
Date: 2020-06-24
... Investment Considerations A. Basic Economics B. Global Economy C. Economic Factors Affecting the Financial Markets D. Investment Objective and Risk Tolerance E. Other Investment Constraints F. Investment Advising G. Summary III. Investment Assets i. Money Market Instruments A. Bank Deposits B. Negotiable...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5.IL_syllabus_eng_2015_2017.pdf -
Date: 2019-12-02
... Kong ii. Investment Considerations A. Basic Economics B. Global Economy C. Economic Factors Affecting the Financial Markets D. Investment Objective and Risk Tolerance E. Other Investment Constraints F. Investment Advising G. Summary III. Investment Assets i. Money Market Instruments A. Bank Deposits B....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/6.IL_syllabus_eng_2017.pdf -
Date: 2019-12-02