... Common Types of Misconduct and the corresponding Starting Point of Disciplinary Action Guidelines on Disciplinary Actions (Effective on 1 July 2015) 紀律行動指引(於 2015 年 7 月 1 日起生效) Common types of misconduct 常見違規行為類別 Max. disciplinary action (period of term. of Reg.) 最高紀律行動(撤銷登記時間) In breach of 違反...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_IARB_Guidelines_on_Disciplinary_Actions_v2_2_6_2015_20190823.pdf -
Date: 2019-12-20
... IA-DFSA co-operation-agreement_clean (2) 7 December 2017 Co-operation Agreement DUBAI INTERNATIONAL FINANCIAL CENTRE Dubai International Financial Centre HONG KONG Insurance Authority 2 Contents 1. Definitions 3 2. Introduction 4 3. Purpose 4 4. Principles 4 5. Scope of Assistance 4 6....
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_DFSA_agreement_07122017.pdf -
Date: 2020-09-28
... IA-DFSA co-operation-agreement_clean (2) 7 December 2017 Co-operation Agreement DUBAI INTERNATIONAL FINANCIAL CENTRE Dubai International Financial Centre HONG KONG Insurance Authority 2 Contents 1. Definitions 3 2. Introduction 4 3. Purpose 4 4. Principles 4 5. Scope of Assistance 4 6....
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_DFSA_agreement_07122017.pdf -
Date: 2021-11-01
... IA-DFSA co-operation-agreement_clean (2) 7 December 2017 Co-operation Agreement DUBAI INTERNATIONAL FINANCIAL CENTRE Dubai International Financial Centre HONG KONG Insurance Authority 2 Contents 1. Definitions 3 2. Introduction 4 3. Purpose 4 4. Principles 4 5. Scope of Assistance 4 6....
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_DFSA_agreement_07122017.pdf -
Date: 2021-09-01
... IA-DFSA co-operation-agreement_clean (2) 7 December 2017 Co-operation Agreement DUBAI INTERNATIONAL FINANCIAL CENTRE Dubai International Financial Centre HONG KONG Insurance Authority 2 Contents 1. Definitions 3 2. Introduction 4 3. Purpose 4 4. Principles 4 5. Scope of Assistance 4 6....
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_DFSA_agreement_07122017.pdf -
Date: 2020-06-19
... Guidelines GL1: Authorization Guideline GL2: Guideline on Insurance (General Business) (Valuation) Rules GL3: Guideline on Anti-Money Laundering and Counter-Terrorist...
https://www.ia.org.hk/english/legislative_framework/guidelines.html -
Date: 2020-09-24