... formulated by the Board. A n n u a l R e p o r t 2 0 1 8 - 1 9 9 Corporate Governance 2 514 10 8 11 7 6 3 4 13 12 1 9 5 Ms Chitty Cheung Fung-ting Non-Executive Director 6 Mr Kenneth Kwok Tsun-wa Non-Executive Director 7 Mr Ma Ho-fai, GBS, JP Non-Executive Director 8 Mr James Wong Chien-kuo Non-Executive...

... necessary when processing the application. 1. Application for Insurance Broker Company Licence (Form A4); 2. Application for Proposed Appointment of a Responsible Officer (Form A3); 3. Individual Licence Application by the proposed Responsible Officer (Form A1) together with the supporting documents as...

... necessary when processing the application. 1. Application for Insurance Broker Company Licence (Form A4); 2. Application for Proposed Appointment of a Responsible Officer (Form A3); 3. Individual Licence Application by the proposed Responsible Officer (Form A1) together with the supporting documents as...

... necessary when processing the application. 1. Application for Insurance Broker Company Licence (Form A4); 2. Application for Proposed Appointment of a Responsible Officer (Form A3); 3. Individual Licence Application by the proposed Responsible Officer (Form A1) together with the supporting documents as...

... Criminal OffencesCriminal Offences • Knowingly or with intent to defraud • Maximum penalty: 7 years of imprisonment and a fine of HK$1m • Defence for employee : acted in accordance with policies and procedures Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative...

... Criminal OffencesCriminal Offences • Knowingly or with intent to defraud • Maximum penalty: 7 years of imprisonment and a fine of HK$1m • Defence for employee : acted in accordance with policies and procedures Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative...

... Criminal OffencesCriminal Offences • Knowingly or with intent to defraud • Maximum penalty: 7 years of imprisonment and a fine of HK$1m • Defence for employee : acted in accordance with policies and procedures Office of the Commissioner of Insurance The Government of the Hong Kong Special Administrative...

... of this Guideline, as it applies to the insurer’s ERM framework or ORSA, and why (despite such divergence) the objectives are still achieved. 1.7 Unless otherwise specified, words and expressions used in this Guideline shall have the same meanings as given to them in the Ordinance. 1.8 This Guideline...

... qualification of HKDSE obtainable via public examination since 2012. These Consultation Conclusions on: (1) Draft Guideline on Fit and Proper Criteria for Licensed Insurance Intermediaries and (2) Draft Guideline on Continuing Professional Development for Licensed Insurance Intermediaries 7 developments mean...