Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭[PDF]
Appendix_A.PDF
... Introduction 1.1 The Guideline is published under section 7 of the Anti-Money Laundering and Counter-Terrorist Financing (Financial Institutions) Ordinance, Cap. 615 (the AMLO) and section 133 of the Insurance Ordinance, Cap. 41 (the IO), and shall take effect from 26 June 20171 March 2018. 1.2 Terms and...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Appendix_A.PDF -
Date: 2019-02-01
[PDF]
Appendix_B.PDF
... Appendix B 指 引 3 打擊洗錢 及 恐怖分子資金籌集指引 (適用於經營長期業務或就長期業務提供 意見的獲授權保險人、再保險人、獲委 任保險代理人及獲授權保險經紀) 保險業監管局 20187 年 36 月 目錄 頁數 第1章 概覽 1 第2章 打擊洗錢/恐怖分子資金籌集制度及在香港以外 進行的業務 13 第3章 風險為本的方法 23 第4章 客戶盡職審查 29 第5章 持續監察 107116 第6章 金融制裁及恐怖分子資金籌集 113122 第7章 可疑交易報告 120128 第8章 備存紀錄 156164 第9章 職員培訓 163171 第10章 電傳轉帳 168176 附錄...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Appendix_B.PDF -
Date: 2019-02-01
[PDF]
mu200512.pdf
... MEMORANDUM OF UNDERSTANDING BETWEEN SECURITIES AND FUTURES COMMISSION AND INSURANCE AUTHORITY MEMORANDUM OF UNDERSTANDING BETWEEN SECURITIES AND FUTURES COMMISSION AND INSURANCE AUTHORITY HONG KONG 20TH DECEMBER 2005 2 TABLE OF CONTENTS NO. DESCRIPTION PAGE 1 STATUS OF PARTIES...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf -
Date: 2020-09-28
[PDF]
mu200512.pdf
... MEMORANDUM OF UNDERSTANDING BETWEEN SECURITIES AND FUTURES COMMISSION AND INSURANCE AUTHORITY MEMORANDUM OF UNDERSTANDING BETWEEN SECURITIES AND FUTURES COMMISSION AND INSURANCE AUTHORITY HONG KONG 20TH DECEMBER 2005 2 TABLE OF CONTENTS NO. DESCRIPTION PAGE 1 STATUS OF PARTIES...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf -
Date: 2021-11-01
[PDF]
mu200512.pdf
... MEMORANDUM OF UNDERSTANDING BETWEEN SECURITIES AND FUTURES COMMISSION AND INSURANCE AUTHORITY MEMORANDUM OF UNDERSTANDING BETWEEN SECURITIES AND FUTURES COMMISSION AND INSURANCE AUTHORITY HONG KONG 20TH DECEMBER 2005 2 TABLE OF CONTENTS NO. DESCRIPTION PAGE 1 STATUS OF PARTIES...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf -
Date: 2021-09-01
[PDF]
mu200512.pdf
... MEMORANDUM OF UNDERSTANDING BETWEEN SECURITIES AND FUTURES COMMISSION AND INSURANCE AUTHORITY MEMORANDUM OF UNDERSTANDING BETWEEN SECURITIES AND FUTURES COMMISSION AND INSURANCE AUTHORITY HONG KONG 20TH DECEMBER 2005 2 TABLE OF CONTENTS NO. DESCRIPTION PAGE 1 STATUS OF PARTIES...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/mu200512.pdf -
Date: 2020-06-19
[PDF]
20210917CPD_FAQChin.pdf
... 7 月 31 日 尚欠持續專業培訓時數多於 50%的個人持牌人，在 2021 年 10 月 31 日或之 前補回尚欠時數，以免被處以罰款以上的罰則（即暫時吊銷或撤銷牌照）。 II. 匯報持續專業培訓合規紀錄 Q4 個人持牌人和他們的委任主事人如何向保監局匯報持續專業培訓時數或持續 專業培訓合規情況？ A4 有關持續專業培訓合規情況的匯報程序，可查閱保監局網站內發布的通函， 日期為 2021 年 4 月 1 日 - 持續專業培訓規定 — 2019/20 及 2020/21 評核期 的持續專業培訓合規情況匯報程序及 2021 年 7 月 7 日 -「持續專業培訓規定 2019/20 及 2020...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/20210917CPD_FAQChin.pdf -
Date: 2021-12-10
...) 10:20-10:40 20 mins Sharing #1 “Virtual Onboarding Platform” Ms Selina Lau, Chief Executive, The Hong Kong Federation of Insurers (HKFI) 10:40-11:00 20 mins Sharing #2 “Silver lining in the pandemic cloud” Mr Marty Lui, Associate Director, Long Term Business, IA 11:00-11:30 30 mins Interactive...
https://www.ia.org.hk/english/aboutus/task_force/activities_meetings/files/Programme_rundown_Oct_2020.pdf -
Date: 2020-10-12
[PDF]
GL30_English.pdf
...…………………………………………………… 3 6. Detailed Requirements for the Financial Needs Analysis... 4 7. 8. Commencement………………………………………...… Transitional Provision…………………………..………… 10 11 Financial Needs Analysis Template Appendix 1 1. Introduction 1.1 The Insurance Authority (“IA”) issues this Guideline pursuant to section 133 of the...
https://www.ia.org.hk/english/legislative_framework/files/GL30_English.pdf -
Date: 2020-09-24
[PDF]
Financial_needs.pdf
...…………………………………………………… 3 6. Detailed Requirements for the Financial Needs Analysis... 4 7. 8. Commencement………………………………………...… Transitional Provision…………………………..………… 10 11 Financial Needs Analysis Template Appendix 1 1. Introduction 1.1 The Insurance Authority (“IA”) issues this Guideline pursuant to section 133 of the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Financial_needs.pdf -
Date: 2020-06-24