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... of the insurance products concerned before the customers make a purchase decision. The upfront disclosure should include, where applicable, objective(s); type and nature of the policy; target benefit period; payment period; level of premiums payable; prominent warning to the customer concerning...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_21022020.pdf - Date: 2020-06-15
... of the insurance products concerned before the customers make a purchase decision. The upfront disclosure should include, where applicable, objective(s); type and nature of the policy; target benefit period; payment period; level of premiums payable; prominent warning to the customer concerning...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_21022020.pdf - Date: 2020-12-21
... that he/ she/ it is guilty of misconduct or is not fit and proper. One type of disciplinary action that the IA may take is ordering a person to pay a pecuniary penalty not exceeding the amount which is the greater of (i) HK$10 million; or (ii) 3 times the amount of the profit gained or loss avoided by...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_on_Pecuniary_Penalty_GL_Eng.pdf - Date: 2019-09-03
... that he/ she/ it is guilty of misconduct or is not fit and proper. One type of disciplinary action that the IA may take is ordering a person to pay a pecuniary penalty not exceeding the amount which is the greater of (i) HK$10 million; or (ii) 3 times the amount of the profit gained or loss avoided by...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_on_Pecuniary_Penalty_GL_Eng.pdf - Date: 2019-09-10
...的事宜,進行研究; (j) 就保險業採取適當措施,以協助財政 司司長維持香港金融穩定; (k) 在適當時,在《保險業條例》准許的 範圍內,與香港或香港以外任何地方 的金融服務監管機構合作並對其給予 協助;以及 (l) 執行《保險業條例》或任何其他條例 向其施加或授予的職能。 保監局的成員 1.4 保監局由行政長官委任的一名主 席及七名非執行董事組成,成員分別來 自保險、會計、法律、消費者事務、精 算學及管理等不同領域。他們的任期始 於二零一五年十二月二十八日,為期三 年。保監局的成員名單載於附錄A。 保監局主席及七位非執行董事 The Chairman and seven...
https://www.ia.org.hk/english/infocenter/files/iia_ar2015-16_ce.pdf - Date: 2021-12-14
...的事宜,進行研究; (j) 就保險業採取適當措施,以協助財政 司司長維持香港金融穩定; (k) 在適當時,在《保險業條例》准許的 範圍內,與香港或香港以外任何地方 的金融服務監管機構合作並對其給予 協助;以及 (l) 執行《保險業條例》或任何其他條例 向其施加或授予的職能。 保監局的成員 1.4 保監局由行政長官委任的一名主 席及七名非執行董事組成,成員分別來 自保險、會計、法律、消費者事務、精 算學及管理等不同領域。他們的任期始 於二零一五年十二月二十八日,為期三 年。保監局的成員名單載於附錄A。 保監局主席及七位非執行董事 The Chairman and seven...
https://www.ia.org.hk/english/infocenter/files/iia_ar2015-16_ce.pdf - Date: 2022-05-24
...的事宜,進行研究; (j) 就保險業採取適當措施,以協助財政 司司長維持香港金融穩定; (k) 在適當時,在《保險業條例》准許的 範圍內,與香港或香港以外任何地方 的金融服務監管機構合作並對其給予 協助;以及 (l) 執行《保險業條例》或任何其他條例 向其施加或授予的職能。 保監局的成員 1.4 保監局由行政長官委任的一名主 席及七名非執行董事組成,成員分別來 自保險、會計、法律、消費者事務、精 算學及管理等不同領域。他們的任期始 於二零一五年十二月二十八日,為期三 年。保監局的成員名單載於附錄A。 保監局主席及七位非執行董事 The Chairman and seven...
https://www.ia.org.hk/english/infocenter/files/iia_ar2015-16_ce.pdf - Date: 2020-06-23
...) Size and type of insurance business, and targeted users iii) Technology involved iv) Expected outcome and success criteria of the trial B. Risk management controls C. Customer protection D. Resources and readiness of the insurer E. Exit strategy 19 “Fast Track” • A dedicated queue for new authorization...
https://www.ia.org.hk/english/infocenter/files/Pan_Asian_Regulatory_Insurance_Summit.pdf - Date: 2021-12-09
... authorities and/or law enforcement agencies during the investigation of the contravention; and (iv) the likelihood that the insurance institution will commit the same type of contravention in the future if no or a lighter penalty is imposed. (c) The previous disciplinary record and compliance history of the...
https://www.ia.org.hk/english/legislative_framework/files/GL3A_Eng.pdf - Date: 2020-09-24
...) Size and type of insurance business, and targeted users iii) Technology involved iv) Expected outcome and success criteria of the trial B. Risk management controls C. Customer protection D. Resources and readiness of the insurer E. Exit strategy 19 “Fast Track” • A dedicated queue for new authorization...
https://www.ia.org.hk/english/infocenter/files/Pan_Asian_Regulatory_Insurance_Summit.pdf - Date: 2021-09-08