... identification of the conduct; and (v) the likelihood that the authorized insurer will engage in the same type of conduct in the future. (c) The previous disciplinary record and compliance history of the 4 authorized insurer, including: (i) previous disciplinary record and compliance history of the authorized...

... policy for ensuring that relevant staff receive adequate AML/CFT training? Have the insurance institutions monitored who have been trained, when the staff received the training, the type of the training provided and the effectiveness of the training? Staff Training 24 • Training materials regularly...

... operative under the new policy? The “Incontestability Clause” under your existing policy may already have taken effect to protect your interests. That means the validity of the existing policy is incontestable unless there is, for example, fraud or non-payment of premiums. (g) Is the type of the new policy...

... policy for ensuring that relevant staff receive adequate AML/CFT training? Have the insurance institutions monitored who have been trained, when the staff received the training, the type of the training provided and the effectiveness of the training? Staff Training 24 • Training materials regularly...

... O N P R O J E C T M A N A G E M E N T & C A P A C I T Y B U I L D I N G ASHK 4th GENERAL INSURANCE SEMINAR Platinum Sponsor: Gold Sponsors: • “Opinion on Providing Financial Support for the Development of the Guangdong-Hong Kong-Macao Greater Bay Area” (“the Opinion”)(《關於金 融支持粵港澳大灣區建設的意見》(also known...

... particulars: L. Has the relevant person at any time in the last 10 years failed to satisfy any debt adjudged due and payable by him/her as a judgment-debtor under an order of a court in Hong Kong or elsewhere?  Yes  No If yes, give full particulars: M. Has the relevant person, in connection with the...

... which he/she belongs or belonged, or been refused entry to any profession or occupation?  Yes  No If yes, give full particulars: K. Has the relevant person at any time been adjudicated bankrupt by a court in Hong Kong or elsewhere?  Yes  No If yes, give full particulars: L. Has the relevant person...

... O N P R O J E C T M A N A G E M E N T & C A P A C I T Y B U I L D I N G ASHK 4th GENERAL INSURANCE SEMINAR Platinum Sponsor: Gold Sponsors: • “Opinion on Providing Financial Support for the Development of the Guangdong-Hong Kong-Macao Greater Bay Area” (“the Opinion”)(《關於金 融支持粵港澳大灣區建設的意見》(also known...

... particulars: L. Has the relevant person at any time in the last 10 years failed to satisfy any debt adjudged due and payable by him/her as a judgment-debtor under an order of a court in Hong Kong or elsewhere?  Yes  No If yes, give full particulars: M. Has the relevant person, in connection with the...

... which he/she belongs or belonged, or been refused entry to any profession or occupation?  Yes  No If yes, give full particulars: K. Has the relevant person at any time been adjudicated bankrupt by a court in Hong Kong or elsewhere?  Yes  No If yes, give full particulars: L. Has the relevant person...