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https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_15.08.2024_Submission_under_Section73_IO.pdf -
Date: 2024-09-30
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https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_15.08.2024_Submission_under_Section73_IO.pdf -
Date: 2024-12-20
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https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_15.08.2024_Submission_under_Section73_IO.pdf -
Date: 2024-11-08
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https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_15.08.2024_Submission_under_Section73_IO.pdf -
Date: 2024-08-15
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https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_15.08.2024_Submission_under_Section73_IO.pdf -
Date: 2024-08-16
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https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_15.08.2024_Submission_under_Section73_IO.pdf -
Date: 2024-08-29
...No Content...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_15.08.2024_Submission_under_Section73_IO.pdf -
Date: 2025-03-28
...”) on Initiative on Financial Needs Analysis (“FNA”) Subsequent to our circular dated 13 November 2015 (Ref: Mv126/15) on the FAQs on the FNA, the LIC has received further comments / questions from LIMs and thus included the same in the attached to facilitate compliance by LIMs with the FNA. The FAQs...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_HKFI_FAQ_Initiative_on_FNA_v2_29_1_2016_20190823.pdf -
Date: 2019-12-20
...」)措施 (見第4.10段)。 附表2第2(1)條 4.1.3 以下為適用於保險機構的盡職審查措施： (a) 識別客戶的身分，及根據可靠及獨立來源所提供的文 件、數據或資料，核實客戶的身分 (見第4.3段)； (b) 如就客戶而言有實益擁有人，識別及採取合理措施核 實該實益擁有人的身分，從而使該保險機構信納其知 道該實益擁有人為何人；如客戶屬法人或信託 15，該 等措施包括可使該保險機構了解有關法人或信託的擁 有權及控制權結構(見第4.4段)； (c) 取得與該保險機構建立業務關係 (如有 )的目的及擬具 有的性質的資料，除非有關目的及擬具有的性質顯而 易見(見第4.8段)；及 (d) 如某人...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_B.pdf -
Date: 2019-12-24
... Customer Servicing iii. Marketing and Promotion iv. Insurance Sales v. Underwriting P2 of 2 vi. Policy Administration vii. Claims viii. Reinsurance ix. Actuarial Support x. Accounting and Investment xi. Training and Development V. STRUCTURE OF HONG KONG INSURANCE INDUSTRY i. Types of Insurance Business ii....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1.PP_syllabus_eng_2013_2017.pdf -
Date: 2019-12-02