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Interpretation_Notes.pdf
... of assessing the suitability of the top-up investment which the customer purchases. For the avoidance of doubt, top-up investment does not include contractual increases due to indexation. IFS, Applicant’s Declarations and Remuneration Disclosure Q 10 What should the presentation format of an...
https://www.ia.org.hk/english/legislative_framework/files/Interpretation_Notes.pdf -
Date: 2020-09-24
... of assessing the suitability of the top-up investment which the customer purchases. For the avoidance of doubt, top-up investment does not include contractual increases due to indexation. IFS, Applicant’s Declarations and Remuneration Disclosure Q 10 What should the presentation format of an...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL_26_Interpretation_Notes_Eng.pdf -
Date: 2020-06-24
[PDF]
Interpretation_Notes.pdf
... of assessing the suitability of the top-up investment which the customer purchases. For the avoidance of doubt, top-up investment does not include contractual increases due to indexation. IFS, Applicant’s Declarations and Remuneration Disclosure Q 10 What should the presentation format of an...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes.pdf -
Date: 2019-11-29
... Interpretation Notes Page 1 of 10 Interpretation Notes Guideline on Long Term Insurance Policy Replacement (GL27) The Insurance Authority (“IA”) issues these Interpretation Notes with the aim of providing further guidance to authorized insurers and licensed insurance intermediaries in respect of...
https://www.ia.org.hk/english/legislative_framework/files/Interpretation_Notes_to_GL27.pdf -
Date: 2020-09-24
... Interpretation Notes Page 1 of 10 Interpretation Notes Guideline on Long Term Insurance Policy Replacement (GL27) The Insurance Authority (“IA”) issues these Interpretation Notes with the aim of providing further guidance to authorized insurers and licensed insurance intermediaries in respect of...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes_to_GL27.pdf -
Date: 2020-12-21
...」)措施 (見第4.10段)。 附表2第2(1)條 4.1.3 以下為適用於保險機構的盡職審查措施： (a) 識別客戶的身分，及根據可靠及獨立來源所提供的文 件、數據或資料，核實客戶的身分 (見第4.3段)； (b) 如就客戶而言有實益擁有人，識別及採取合理措施核 實該實益擁有人的身分，從而使該保險機構信納其知 道該實益擁有人為何人；如客戶屬法人或信託 15，該 等措施包括可使該保險機構了解有關法人或信託的擁 有權及控制權結構(見第4.4段)； (c) 取得與該保險機構建立業務關係 (如有 )的目的及擬具 有的性質的資料，除非有關目的及擬具有的性質顯而 易見(見第4.8段)；及 (d) 如某人...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_B.pdf -
Date: 2019-12-24
[PDF]
e-ppt20131017-01.pdf
... transactions that are complex, large or unusual or patterns of transactions with no apparent economic or lawful purpose Chapter 5 – Ongoing Monitoring 15 Chapter 5 Chapter 5 –– Ongoing monitoringOngoing monitoring 5.10: Examination of transactions that are complex, large or unusual, or patterns of transactions...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20131017-01.pdf -
Date: 2021-11-12
[PDF]
e-ppt20131017-01.pdf
... transactions that are complex, large or unusual or patterns of transactions with no apparent economic or lawful purpose Chapter 5 – Ongoing Monitoring 15 Chapter 5 Chapter 5 –– Ongoing monitoringOngoing monitoring 5.10: Examination of transactions that are complex, large or unusual, or patterns of transactions...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20131017-01.pdf -
Date: 2022-04-27
[PDF]
e-ppt20131017-01.pdf
... transactions that are complex, large or unusual or patterns of transactions with no apparent economic or lawful purpose Chapter 5 – Ongoing Monitoring 15 Chapter 5 Chapter 5 –– Ongoing monitoringOngoing monitoring 5.10: Examination of transactions that are complex, large or unusual, or patterns of transactions...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20131017-01.pdf -
Date: 2019-11-05