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⏭... Interpretation Notes Page 1 of 10 Interpretation Notes Guideline on Long Term Insurance Policy Replacement (GL27) The Insurance Authority (“IA”) issues these Interpretation Notes with the aim of providing further guidance to authorized insurers and licensed insurance intermediaries in respect of...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Interpretation_Notes_to_GL27.pdf -
Date: 2020-12-21
[PDF]
GL3_Appendix_B.pdf
...： (A) 如代名人公司代表該金融機構或該金融機構的相 關客戶持有基金單位，已對其相關客戶進行盡職 審查；或 (B) 如該金融機構以投資公司的服務提供者 (如管理 人或託管人 )的身分行事，已根據《打擊洗錢條 例》的規定對該投資公司進行盡職審查；及 (ii) 根據合約文件或協議獲授權操作有關戶口。 34 附表2第4(3)(d) 條 4.10.14 如客戶為投資公司 33，而保險機構能確定負責就該投資 公司的所有投資者執行與盡職審查措施相若的措施的人 屬附表 2 第 4(3)(d)條所載的任何機構類別，則保險機構 可選擇不識別及不採取合理措施核實該客戶的實益擁有 人(即投資者)的身分。 4.10.15...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3_Appendix_B.pdf -
Date: 2019-02-01
... Ref : Mv093/15 To : Chief Executive Officer, Life Insurance Companies not being Members of the Hong Kong Federation of Insurers cc : Ms Carol Hui, Assistant Commissioner of Insurance From : Andy Robinson, Chairman, Life Insurance Council (“LIC”) Date : 16 July 2015 Subject : Initiative on Financial...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5_HKFI_Initiative_on_FNA_v5_14_7_2015_20190823.pdf -
Date: 2019-12-20
...」)措施 (見第4.10段)。 附表2第2(1)條 4.1.3 以下為適用於保險機構的盡職審查措施： (a) 識別客戶的身分，及根據可靠及獨立來源所提供的文 件、數據或資料，核實客戶的身分 (見第4.3段)； (b) 如就客戶而言有實益擁有人，識別及採取合理措施核 實該實益擁有人的身分，從而使該保險機構信納其知 道該實益擁有人為何人；如客戶屬法人或信託 15，該 等措施包括可使該保險機構了解有關法人或信託的擁 有權及控制權結構(見第4.4段)； (c) 取得與該保險機構建立業務關係 (如有 )的目的及擬具 有的性質的資料，除非有關目的及擬具有的性質顯而 易見(見第4.8段)；及 (d) 如某人...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_B.pdf -
Date: 2019-12-24
[PDF]
e-ppt20131017-01.pdf
... transactions that are complex, large or unusual or patterns of transactions with no apparent economic or lawful purpose Chapter 5 – Ongoing Monitoring 15 Chapter 5 Chapter 5 –– Ongoing monitoringOngoing monitoring 5.10: Examination of transactions that are complex, large or unusual, or patterns of transactions...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20131017-01.pdf -
Date: 2021-11-12
[PDF]
e-ppt20131017-01.pdf
... transactions that are complex, large or unusual or patterns of transactions with no apparent economic or lawful purpose Chapter 5 – Ongoing Monitoring 15 Chapter 5 Chapter 5 –– Ongoing monitoringOngoing monitoring 5.10: Examination of transactions that are complex, large or unusual, or patterns of transactions...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20131017-01.pdf -
Date: 2022-04-27
[PDF]
e-ppt20131017-01.pdf
... transactions that are complex, large or unusual or patterns of transactions with no apparent economic or lawful purpose Chapter 5 – Ongoing Monitoring 15 Chapter 5 Chapter 5 –– Ongoing monitoringOngoing monitoring 5.10: Examination of transactions that are complex, large or unusual, or patterns of transactions...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/e-ppt20131017-01.pdf -
Date: 2019-11-05