... Investment-linked Policies x. Risks of Investing in Investment-linked Policies xi. Comparison of Investment-linked Long Term Insurance Policies with Guaranteed and With-Profits Policies A. Guaranteed Policies/Without-Profits/Non-Participating Policies B. With-Profits/Participating Policies C. Comparison Criteria...

... Investment-linked Policies x. Risks of Investing in Investment-linked Policies xi. Comparison of Investment-linked Long Term Insurance Policies with Guaranteed and With-Profits Policies A. Guaranteed Policies/Without-Profits/Non-Participating Policies B. With-Profits/Participating Policies C. Comparison Criteria...

... broker companies Minimum CPD hours New training courses － F.5 graduate Level 2 or above in five subjects (including Chinese or English, and Mathematics) in the Hong Kong Diploma of Secondary Education Examination (HKDSE) Bachelor’s degree 10 hours 15 hours At least 3 CPD hours related to ethics or...

... broker companies Minimum CPD hours New training courses － F.5 graduate Level 2 or above in five subjects (including Chinese or English, and Mathematics) in the Hong Kong Diploma of Secondary Education Examination (HKDSE) Bachelor’s degree 10 hours 15 hours At least 3 CPD hours related to ethics or...

... broker companies Minimum CPD hours New training courses － F.5 graduate Level 2 or above in five subjects (including Chinese or English, and Mathematics) in the Hong Kong Diploma of Secondary Education Examination (HKDSE) Bachelor’s degree 10 hours 15 hours At least 3 CPD hours related to ethics or...

... the CO and MLRO (i.e. an alternate or deputy CO and MLRO who should, where practicable, have the same status). 10 Depending on the size of an II, the functions of CO and MLRO may be performed by the same person. 15 Compliance officer and money laundering reporting officer 3.9 The principal function of...

... ................................................................... 76 Chapter 10 Wire transfers .................................................................. 79 Annex I Indicators of suspicious transactions .............................. 84 Annex II Examples of money laundering schemes ........................ 87 Glossary of key terms and abbreviations...

... ................................................................... 76 Chapter 10 Wire transfers .................................................................. 79 Annex I Indicators of suspicious transactions .............................. 84 Annex II Examples of money laundering schemes ........................ 87 Glossary of key terms and abbreviations...

... Record-keeping ............................................................... 72 Chapter 9 Staff training ................................................................... 76 Chapter 10 Wire transfers .................................................................. 79 Annex I Indicators of suspicious...

... 128(1)) 保險業(訂明費用)規例》 (2017年第57號法律公告) (第41章第128(1)條) Fee $ 費用 $ For each notification of the appointment of 委任下述人士的通知，以每項通知計 --- (a) an auditor of an authorized insurer 獲授權保險人的核數師 5,000 (b) an actuary (other than one to whom section 15(3A) of the Ordinance applies) 精算師(本條例第15(3A)條適用者除外) 5,000 10...