... Website: www.ia.org.hk September 2019 Page 3 Contents Preface Part A Introduction to this Code Part B Interpretation Part C General Principles Section I. General Principle 1 - Honesty and Integrity II. General Principle 2 - Acting in the Best Interests of Clients and Treating Clients Fairly III. General...

... Website: www.ia.org.hk September 2019 Page 3 Contents Preface Part A Introduction to this Code Part B Interpretation Part C General Principles Section I. General Principle 1 - Honesty and Integrity II. General Principle 2 - Acting in the Best Interests of Clients and Treating Clients Fairly III. General...

... Website: www.ia.org.hk September 2019 Page 3 Contents Preface Part A Introduction to this Code Part B Interpretation Part C General Principles Section I. General Principle 1 - Honesty and Integrity II. General Principle 2 - Acting in the Best Interests of Clients and Treating Clients Fairly III. General...

... subfunds 0 0 0 0 (b) 其他基金 (b) Others 1,181,015 13,096,056 77,023 260,634 類別 H 總額 Total of Class H 1,181,015 13,096,056 77,023 260,634 總額 Total 331,708 7,564,221 104,410,120 3,464,167 1,893,799 此期間末的有效業務 Inforce business as at the end of the period 此期間收入帳內的可收取的供款 Contributions receivable in revenue account...

... Website: www.ia.org.hk September 2019 Page 3 Contents Preface Part A Introduction to this Code Part B Interpretation Part C General Principles Section I. General Principle 1 - Honesty and Integrity II. General Principle 2 - Acting Fairly and in the Client’s Best Interests III. General Principle 3...

... Website: www.ia.org.hk September 2019 Page 3 Contents Preface Part A Introduction to this Code Part B Interpretation Part C General Principles Section I. General Principle 1 - Honesty and Integrity II. General Principle 2 - Acting Fairly and in the Client’s Best Interests III. General Principle 3...

... Website: www.ia.org.hk September 2019 Page 3 Contents Preface Part A Introduction to this Code Part B Interpretation Part C General Principles Section I. General Principle 1 - Honesty and Integrity II. General Principle 2 - Acting Fairly and in the Client’s Best Interests III. General Principle 3...

... Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers September 2019 Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers 1 Contents Introduction 2 Feedback Received and Insurance Authority’s Response 3 Conclusions and Next Steps 26...

... Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers September 2019 Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers 1 Contents Introduction 2 Feedback Received and Insurance Authority’s Response 3 Conclusions and Next Steps 26...

..., mandate a person’s understanding). Guidance has been given on how this should be done and what a material fact is (Standard and Practice 5.3 and Footnote 12). H. General Principle 6 – Suitability of Advice 66. The feedback on the requirements relating to suitability assessment under General Principle 6...