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⏭... arising from the II’s business; (g) capable of accessing, on a timely basis, all available information (both from internal sources such as CDD records and external sources such as circulars from the IA); and (h) equipped with sufficient resources, including staff and appropriate cover for the absence of...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_A.pdf -
Date: 2019-12-24
[PDF]
GL3_AML_Eng.pdf
... arising from the II’s business; (g) capable of accessing, on a timely basis, all available information (both from internal sources such as CDD records and external sources such as circulars from the IA); and (h) equipped with sufficient resources, including staff and appropriate cover for the absence of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL3_AML_Eng.pdf -
Date: 2020-06-16
[PDF]
GL3_Eng.pdf
... arising from the II’s business; (g) capable of accessing, on a timely basis, all available information (both from internal sources such as CDD records and external sources such as circulars from the IA); and (h) equipped with sufficient resources, including staff and appropriate cover for the absence of...
https://www.ia.org.hk/english/legislative_framework/files/GL3_Eng.pdf -
Date: 2020-09-24
[PDF]
GL3_Appendix_A.pdf
... arising from the II’s business; (g) capable of accessing, on a timely basis, all available information (both from internal sources such as CDD records and external sources such as circulars from the IA); and (h) equipped with sufficient resources, including staff and appropriate cover for the absence of...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3_Appendix_A.pdf -
Date: 2019-02-01
... Annex 1 Key Observations from the First ORSA Reports The Insurance Authority (“IA”) issued the Guideline on Enterprise Risk Management (“GL21”) which took effect on 1 January 2020. This is the Pillar 2 requirement which is implemented ahead of the statutory capital requirement under the Risk-based...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_28.3.2022_Annex.pdf -
Date: 2022-05-31
[PDF]
sn-long-2015.pdf
... Study Notes for the Investment-linked Long Term Insurance Examination (2015 Edition) Investment-linked Long Term Insurance Examination Study Notes 2015 Edition Insurance Intermediaries Quality Assurance Scheme i PREFACE These Study Notes have been prepared to correspond with the various Chapters...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-long-2015.pdf -
Date: 2019-12-02
[PDF]
12.sn-IL-2017_eng.pdf
... Study Notes for the Investment-linked Long Term Insurance Examination (2017 Edition) Investment-linked Long Term Insurance Examination Study Notes 2017 Edition Insurance Intermediaries Quality Assurance Scheme i PREFACE These Study Notes have been prepared to correspond with the various Chapters...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/12.sn-IL-2017_eng.pdf -
Date: 2019-12-02