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... : Authorized Representatives of Life Insurance Members (“LIMs”) cc : Ms Carol Hui, Assistant Commissioner of Insurance From : Stuart Fraser, Chairman, Life Insurance Council (“LIC”) Date : 22 December 2014 Subject : Updated Requirements Relating to the Sale of Investment Linked Assurance Scheme (“ILAS”) to...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_HKFI_ILAS_Requirements_v4_8_12_2014_20190823.pdf - Date: 2019-12-20
... Overview of Disciplinary Process Insurance Authority October 2020 1 Introduction The principal function of the Insurance Authority (“IA”), as stipulated under the Insurance Ordinance (Cap. 41)1 (“IO”), is to regulate and supervise the insurance industry for the promotion of the general stability...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf - Date: 2021-09-13
... Overview of Disciplinary Process Insurance Authority September 2019 1 Introduction The principal function of the Insurance Authority (“IA”), as stipulated under the Insurance Ordinance (Cap. 41)1 (“IO”), is to regulate and supervise the insurance industry for the promotion of the general stability...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf - Date: 2019-10-15
... Overview of Disciplinary Process Insurance Authority September 2019 1 Introduction The principal function of the Insurance Authority (“IA”), as stipulated under the Insurance Ordinance (Cap. 41)1 (“IO”), is to regulate and supervise the insurance industry for the promotion of the general stability...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf - Date: 2019-10-15
... Note on the Treatment of "Closely Linked" Entities Page 1 of 7 Note on the Treatment of “Closely Linked” Entities that are Members of the Supervised Groups under the Group-wide Supervision Regime Background Section 95D of the Insurance Ordinance (Cap. 41) (“Ordinance”) provides that the supervised...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Appendix_06102021.pdf - Date: 2021-12-10
... Insurance Authority bans former insurance agent for five years for mishandling and misappropriating premium 6 November 2023 The Insurance Authority (IA) has banned a former insurance agent from applying for a licence for five years for mishandling...
https://www.ia.org.hk/english/infocenter/press_releases/20231106.html - Date: 2023-11-06
... 1 WHISTLEBLOWING POLICY VERSION 1.1 1. Introduction 1.1 The Insurance Authority (“IA”) is committed to promoting and maintaining high standards of transparency, accountability and integrity. The IA expects and encourages its employees and other parties who deal with the IA (e.g. contractors...
https://www.ia.org.hk/english/aboutus/governance/files/WhistleblowingPolicy.pdf - Date: 2022-03-08
... Memorandum of Understanding between the Monetary Authority and the Insurance Authority 19 July 2019 - 1 - Memorandum of Understanding between the Monetary Authority and the Insurance Authority I. PURPOSES 1. This Memorandum of Understanding (“MoU”) aims to set out the framework between the...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_MA_MoU.pdf - Date: 2020-09-28
... Memorandum of Understanding between the Monetary Authority and the Insurance Authority 19 July 2019 - 1 - Memorandum of Understanding between the Monetary Authority and the Insurance Authority I. PURPOSES 1. This Memorandum of Understanding (“MoU”) aims to set out the framework between the...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/IA_MA_MoU.pdf - Date: 2021-11-01