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⏭... individually may not justify a pecuniary penalty, but which do so when taken collectively; (x) whether the conduct is or was part of a more serious misconduct; (xi) in case of a responsible officer of a firm (i.e. a sole proprietor, partnership or company), or a person involved in the management of regulated...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_on_Pecuniary_Penalty_GL_Eng.pdf -
Date: 2019-09-10
[PDF]
egn2019232121.pdf
... egn2019232121 G.N. (E.) 21 of 2019 UNITED NATIONS (ANTI-TERRORISM MEASURES) ORDINANCE (Chapter 575) Updating of specification of names of persons designated as terrorists or terrorist associates by the Committees of the United Nations Security Council established pursuant to the Resolutions 1267 (1...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/egn2019232121.pdf -
Date: 2019-12-24
[PDF]
egn2019232222.pdf
... egn2019232222 G.N. (E.) 22 of 2019 UNITED NATIONS (ANTI-TERRORISM MEASURES) ORDINANCE (Chapter 575) Updating of specification of names of persons designated as terrorists or terrorist associates by the Committees of the United Nations Security Council established pursuant to the Resolutions 1267 (1...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/egn2019232222.pdf -
Date: 2019-12-24
[PDF]
Appendix_A.PDF
... Appendix A GL3 Guideline on Anti-Money Laundering and Counter- Terrorist Financing (For authorized insurers, reinsurers, appointed insurance agents and authorized insurance brokers carrying on or advising on long term business) Insurance Authority June 2017March 2018 Contents Page Chapter 1 Overvie...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Appendix_A.PDF -
Date: 2019-02-01
[PDF]
GL3_Appendix_B.pdf
... 指引 3 打擊洗錢 及 恐怖分子資金籌集指引 (適用於經營長期業務或就長期業務提供 意見的獲授權保險人、再保險人、獲委 任保險代理人及獲授權保險經紀) 保險業監管局 2018 年 11 月 目錄 頁數 第 1 章 概覽 ...................................................................................... 1 第 2 章 風險為本方法 ..................................................................... 8 第 3 章 打擊洗錢及恐怖分子...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3_Appendix_B.pdf -
Date: 2019-02-01
... 打擊洗錢 指引 3 打擊洗錢 及 恐怖分子資金籌集指引 (適用於經營長期業務的獲授權保險人及再保險人，以及就長 期業務進行受規管活動的持牌個人保險代理、 持牌保險代理機構及持牌保險經紀公司)或就長期業務提供 意見的獲授權保險人、再保險人、獲委 任保險代理人及獲授權保險經紀) 保險業監管局 2019 年 9 月 2018 年 11 月 目錄 頁數 第 1 章 概覽 ...................................................................................... 1 第 2 章 風險為本方法 .................
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_B.pdf -
Date: 2019-12-24
[PDF]
Appendix_B.PDF
...=1&ie=UTF-8&sa=X 32 第1條 的定義作出界定，意思是指符合以下說明的業務、專業或 商業關係: (a) 延續一段時間是該關係的元素；或 (b) 在該人首次以該金融機構的準客戶身分接觸該機構 時，該機構期望延續一段時間是該關係的元素。 附表2 第1條 4.1.8 打擊洗錢條例對某人與金融機構之間的「非經常交易」一 詞的定義作出界定，意思是指金融機構與該機構沒有業務 關係的客戶之間的交易9。 附表2 第3（1）條 4.1.9 盡職審查規定適用於以下情況: (a) 在開始建立業務關係之時； (b) 在執行以下非經常交易之前10； (i) 非經常交易總值涉及相等於120,000元或以上的 款額...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Appendix_B.PDF -
Date: 2019-02-01
[PDF]
9.sn-pp-2017_eng.pdf
... P&P Study Notes Insurance Intermediaries Quality Assurance Scheme Principles and Practice of Insurance Examination Study Notes 2017 Edition i PREFACE These Study Notes have been prepared to correspond with the various Chapters in the Syllabus for the Principles and Practice of Insurance Examination...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/9.sn-pp-2017_eng.pdf -
Date: 2019-12-02
... Insurance Intermediaries Quality Assurance Scheme Principles and Practice of Insurance Examination Study Notes 2017 Edition 1 Study Notes for Principles and Practice of Insurance Examination Update Renaming of The Insurance Claims Complaints Bureau The Insurance Claims Complaints Bureau (‘ICCB’) ha...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/P1_SN_eng_2017ver_2018update.pdf -
Date: 2019-12-02
[PDF]
1q2021long.pdf
...,851 2,097 - - 10,851 2,097 Utmost Worldwide - - - - - - - - - - Well Link Life 立橋人壽 - 12,671 - - - 36,976 - - - 49,647 YF LIFE 萬通保險 60,575 38,269 - - 52,230 125,612 - - 112,805 163,881 ZA Insure 眾安人壽 - 2,413 - - - - - - - 2,413 Zurich Assurance - - - - - - - - - - Zurich International - 3,688 - - - 1...
https://www.ia.org.hk/english/infocenter/statistics/files/1q2021long.pdf -
Date: 2022-03-11