... Risk-Based Approach Guidance for Life Insurance Sector Financial Action Task Force Groupe d’action financière Risk-Based Approach Guidance for the Life Insurance Sector October 2009 FATF Report THE FINANCIAL ACTION TASK FORCE (FATF) The Financial Action Task Force (FATF) is an independent inter-gov...

... Consultation Paper on the Draft Insurance (Group Capital) Rules Consultation Paper on Draft Insurance (Group Capital) Rules 1 FOREWORD 1. This paper is published by the Insurance Authority to consult the public on the draft rules to be made under section 129 of the Insurance Ordinance (Cap. 41), na...

..., not entirely free from regulatory concern. 60. If the person making the referral is not a licensed insurance intermediary, then it is vital that the person does not carry on any regulated activities. Carrying on regulated activities without a license (and assuming an exemption does not apply) is an...

... of a specialist nature, the level of the person’s experience and the relevance of the person’s qualifications. G. General Principle 5 – Disclosure of Information Feedback received 60. In relation to General Principle 5, feedback was received on three main issues. 61. Primarily, responses were...

..., not entirely free from regulatory concern. 60. If the person making the referral is not a licensed insurance intermediary, then it is vital that the person does not carry on any regulated activities. Carrying on regulated activities without a license (and assuming an exemption does not apply) is an...

... of a specialist nature, the level of the person’s experience and the relevance of the person’s qualifications. G. General Principle 5 – Disclosure of Information Feedback received 60. In relation to General Principle 5, feedback was received on three main issues. 61. Primarily, responses were...