... supervision and control; and c. have a need for such information that is consistent with, and directly related to, the purposes for which the information was requested. 9. Where it becomes necessary for a Requesting Authority to share Confidential Information provided under this MMoU with other local...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/iaismmou.pdf -
Date: 2021-09-01
... take the action in order to satisfy the relevant General Principle, Standard and Practice, corporate governance and control and procedure. A reference in this Code to “it” or “its” in relation to a licensed insurance agent shall, except where the context otherwise specifies, be construed as including a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/CodeofConductforLicensedInsuranceAgents.pdf -
Date: 2020-06-24
... the action in order to satisfy the relevant General Principle, Standard and Practice, corporate governance and control and procedure. A reference in this Code to “it” or “its” in relation to a licensed insurance broker shall, except where the context otherwise specifies, be construed as including a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/CodeofConductforLicensedInsuranceBrokers.pdf -
Date: 2020-06-24
... supervision and control; and c. have a need for such information that is consistent with, and directly related to, the purposes for which the information was requested. 9. Where it becomes necessary for a Requesting Authority to share Confidential Information provided under this MMoU with other local...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/iaismmou.pdf -
Date: 2020-06-19
... take the action in order to satisfy the relevant General Principle, Standard and Practice, corporate governance and control and procedure. A reference in this Code to “it” or “its” in relation to a licensed insurance agent shall, except where the context otherwise specifies, be construed as including a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Agent_Code_Eng.pdf -
Date: 2019-09-10
... the action in order to satisfy the relevant General Principle, Standard and Practice, corporate governance and control and procedure. A reference in this Code to “it” or “its” in relation to a licensed insurance broker shall, except where the context otherwise specifies, be construed as including a...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Broker_Code_Eng.pdf -
Date: 2019-09-10
... Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers September 2019 Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers 1 Contents Introduction 2 Feedback Received and Insurance Authority’s Response 3 Conclusions and Next Steps 26 Ann...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-03
... Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers September 2019 Consultation Conclusions on the Draft Code of Conduct for Licensed Insurance Brokers 1 Contents Introduction 2 Feedback Received and Insurance Authority’s Response 3 Conclusions and Next Steps 26 Ann...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_Brokers_Code_Eng.pdf -
Date: 2019-09-10
... would not by itself render an authorized insurer liable to judicial or other proceedings. A non-compliance may, however, for example reflect on the IA’s view of the continued fitness and properness of the directors, controllers and key persons in relevant control functions of the authorized insurers to...
https://www.ia.org.hk/english/legislative_framework/files/GL28_English.pdf -
Date: 2020-09-24
... would not by itself render an authorized insurer liable to judicial or other proceedings. A non-compliance may, however, for example reflect on the IA’s view of the continued fitness and properness of the directors, controllers and key persons in relevant control functions of the authorized insurers to...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Benefits_illustration.pdf -
Date: 2020-06-24