... guidance on certain matters regarding section 121 of the Insurance Ordinance, (Cap. 41) (“the Ordinance”). It is not intended to be a comprehensive guide and does not constitute legal advice. It does not have the force of law and should not be interpreted in a way that would override the provision of any...

... guidance on certain matters regarding section 121 of the Insurance Ordinance, (Cap. 41) (“the Ordinance”). It is not intended to be a comprehensive guide and does not constitute legal advice. It does not have the force of law and should not be interpreted in a way that would override the provision of any...

... agent by prohibiting her from applying to be licensed for 18 months. The penalty was imposed because the agent was found not to be a fit and proper person after having forged the client’s instructions and fabricated the client’s signature on two separate occasions between December 2021 and...

... monies, that client monies are used only for the purposes of the client and that all deposits and withdrawals are undertaken only in accordance with the Minimum Requirements. In addition, it is the responsibility of the brokers to ensure that the balances of client monies are reconciled on a sufficiently...

... Linked Long Term Insurance and non-Linked Long Term Insurance. Record-keeping and Verification 1. Members should not rely upon insurers in record-keeping and verification of clients’ information, in particular the customer due diligence under the Guideline on Anti-Money Laundering and Counter- Terrorist...

... are used only for the purposes of the client and that all deposits and withdrawals are undertaken only in accordance with the Minimum Requirements. In addition, it is the responsibility of the brokers to ensure that the balances of client monies are reconciled on a sufficiently regular basis....

... List of relevant persons and entities 12 November 2021 Statements issued by the Financial Action Task Force (“FATF”) Publication of Revised Application Paper on Combating Money Laundering and Terrorist Financing by...

... have links with such persons. The text of the Executive Order and the names are available on the website of the Office of Foreign Assets Control under the US Treasury (www.ustreas.gov/ofac). A list containing the 66 names downloaded from the above website is enclosed herewith at Appendix for your easy...

... offer 32 temporary positions under various functions of the IA, including supervision, licensing, complaint handling and administrative support, for an employment period of up to 12 months. The openings available under the Programme can be found on its dedicated webpage. Ends ...

...) Stichting Benevolence International Nederland (item 52, location no. 17 on"entities" list) Vinck, Patricia Rosa (item 80 on "individuals" list) Accordingly, please check the designated names against your records and take appropriate steps to ensure compliance...