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⏭... Linked Long Term Insurance and non-Linked Long Term Insurance. Record-keeping and Verification 1. Members should not rely upon insurers in record-keeping and verification of clients’ information, in particular the customer due diligence under the Guideline on Anti-Money Laundering and Counter- Terrorist...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4_CIB_GN4_on_Cond_KYC_Proced_for_LT_Ins_Busi_v4_13_10_2015_eg19.pdf -
Date: 2019-12-20
... are used only for the purposes of the client and that all deposits and withdrawals are undertaken only in accordance with the Minimum Requirements. In addition, it is the responsibility of the brokers to ensure that the balances of client monies are reconciled on a sufficiently regular basis....
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN11_Guidance_Note_on_Keeping_of_Separate_Client_Monies_v1_16_8_2013_eg19.pdf -
Date: 2019-12-20
... 18 November 2003 To: Chief Executive of all authorized insurance institutions carrying on long term business Dear Sir/Madam, Financial Action Task Force Non-cooperative Countries and Territories - Myanmar...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular181103.html -
Date: 2017-06-23
... available information, e.g. the nature of the transaction itself, and the parties involved in the transaction, particularly when the individuals or entities appear on any current list of suspected terrorists. It would be useful for you to adopt the Guidance as part of the training material for...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular190602b.html -
Date: 2017-06-23
... refer to my previous correspondence on the above Executive Order issued by the US President. The US Government designated a sixth list of 5 names under the Executive Order on 20 December 2001. The list includes organizations and individuals which provide financial or material support to...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular281201.html -
Date: 2017-06-23
... List of Protection and Indemnity (P&I) Clubs Below is a list of P&I clubs authorised to carry on insurance business in or from Hong Kong as at 9 August 2021: Name of Insurer...
https://www.ia.org.hk/english/reinsurance_specialty/specialty_p_i_insurance/list_of_P_I_insurers.html -
Date: 2024-01-19
... designated by the relevant United Nations Security Council Committee was published in the Gazette (G.N. 5628) and came into effect on 13 September 2002 in accordance with section 10 of the United Nations Sanctions (Afghanistan) Regulation ("Regulation"). A copy of the list is enclosed at Annex....
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular041002.html -
Date: 2017-06-23
... GN17 : Guidance Note on Reinsurance Attachment: GN17 24 February 2016 Questions and Answers on 'Guidance Note on...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/circulars_on_regulatory_matters_2016.html -
Date: 2020-12-22
... agent by prohibiting her from applying to be licensed for 18 months. The penalty was imposed because the agent was found not to be a fit and proper person after having forged the client’s instructions and fabricated the client’s signature on two separate occasions between December 2021 and...
https://www.ia.org.hk/english/infocenter/press_releases/20230529.html -
Date: 2023-05-29
... findings from the inspections we have carried out on licensed insurance broker companies as part of our ongoing supervision work. But what exactly is an “on-site inspection” and what can broker companies expect when they are selected for inspection by the IA? We seek to answer these questions here...
https://www.ia.org.hk/english/legislative_framework/Conduct_in_Focus_Issue_07_(Article_01).html -
Date: 2023-05-12