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⏭... Requirements for Employees of Authorized Insurers under Regulatory Regime for Insurance Intermediaries (“Explanatory Note”) has been issued today and is available on our website www.ia.org.hk. The new regulatory regime for insurance intermediaries is an activity based regime and planned to come into operation...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Licensing_Requirements_for_Employees_of_Authorized_Insurers_under_Regulatory_Regime_for_Insurance_Intermediaries.pdf -
Date: 2018-11-30
... disciplinary action against Mr Tsang Kwong Chi Samuel (Mr Tsang), a technical representative of a broker company, by suspending his licence for two months and ordering him to pay a pecuniary fine of HK$40,000, on the ground that he was guilty of misconduct. Between November 2018 and February 2019, Mr...
https://www.ia.org.hk/english/infocenter/press_releases/20231222.html -
Date: 2023-12-22
... 12 July 2002 To: Chief Executive of all authorized insurance institutions carrying on long term business Dear Sir/Madam, Non-cooperative Countries and Territories & United States Executive Order 13224...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular120702.html -
Date: 2017-06-23
... Future Task Force of the Insurance Industry Virtual Meeting of the Working Group on Embracing Fintech in Hong Kong 24 March 2022 Theme: Federated Learning and Data Privacy Time Duration Programme 10:15 – 10:20 5 mins Welcome remarks Mr Stephen Yiu, Chairman, Insurance Authority (IA) 10:20 – 10:28...
https://www.ia.org.hk/english/aboutus/task_force/activities_meetings/files/Rundown_for_FTF_on_Fintech_on_24_March_2022.pdf -
Date: 2022-03-25
[HTML]
Insurance Authority to commence direct regulation over insurance intermediaries on 23 September 2019
... our statutory function of protecting policy holders.” In this connection, the IA has formulated two sets of rules2 which will take effect on 23 September 2019, subject to the progress of scrutiny by the Legislative Council. A suite of codes and guidelines for licensed insurance...
https://www.ia.org.hk/english/infocenter/press_releases/20190514.html -
Date: 2019-09-23
... Industry Advisory Committees Two Industry Advisory Committees (“IACs”), one for long term business and the other for general business, are established under section 4C of the Insurance Ordinance to advise the IA on industry-related issues and policies. The constitution and proceedings...
https://www.ia.org.hk/english/legislative_framework/overview/an_overview_of_the_regulatory_framework.html -
Date: 2021-09-13
... Circulars on Regulatory Matters2006 Date Subject...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/circulars_on_regulatory_matters_2006.html -
Date: 2020-12-22
[PDF]
cir_20180806.pdf
... in participating in QIS 2 and submitting data as set out in the enclosed templates. Based on the data collected from the First Quantitative Impact Study (QIS 1), we conducted calibration for various risk charges and set out methodologies in certain technical aspects. In the past six months, we...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20180806.pdf -
Date: 2018-11-30
... monies, that client monies are used only for the purposes of the client and that all deposits and withdrawals are undertaken only in accordance with the Minimum Requirements. In addition, it is the responsibility of the brokers to ensure that the balances of client monies are reconciled on a sufficiently...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN11_Guidance_Note_on_Keeping_of_Separate_Client_Monies_v2_12_5_2015_eg19.pdf -
Date: 2019-12-20