... restrict access to Confidential Information received from a Requested Authority to those persons working for the Requesting Authority or acting on its behalf who: (a) are subject to the Requesting Authority’s professional secrecy requirements; (b) are under its direct supervision and control; and (c) have...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MoU_between_IA_and_OIC_12_December_2018.pdf -
Date: 2020-06-19
... control functions of the insurers to which this Guideline applies and (ii) the licensed insurance intermediaries to which this Guideline applies and (in the case of licensed insurance agencies and licensed insurance broker companies) their directors, controllers and responsible officers. The IA may also...
https://www.ia.org.hk/english/legislative_framework/files/GL27_English.pdf -
Date: 2020-09-24
... control functions of the insurers to which this Guideline applies and (ii) the licensed insurance intermediaries to which this Guideline applies and (in the case of licensed insurance agencies and licensed insurance broker companies) their directors, controllers and responsible officers. The IA may also...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Long_term_policy.pdf -
Date: 2020-06-24
... should consider it? Young people wi th l imi ted financial means; individuals who have high protection needs for a period of time or who are looking solely for protection and have other financial plans Individuals in a strong financial s i t ua t i on w ho wa n t b o t h protection and long-term savings...
https://www.ia.org.hk/english/infocenter/files/Understanding_Life_Insurance_Eng.pdf -
Date: 2022-05-24
... financial institution arising from the operations of the business deal processing, deficiency of information system, ineffective internal management and control system, human errors, etc. 2.1.3 Risk-return Trade-off Inevitably, investment involves risk. Any investment involves a trade-off between risk and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/12.sn-IL-2017_eng.pdf -
Date: 2019-12-02
... of financial investment instruments in that country. · Operational risk – the risk faced by financial institution arising from the operations of the business deal processing, deficiency of information system, ineffective internal management and control system, human errors, etc. 2.1.3 Risk-return...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-long-2015.docx -
Date: 2019-12-02
... management and control system, human errors, etc. 2.1.3 Risk-return Trade-off Inevitably, investment involves risk. Any investment involves a trade-off between risk and expected return. As a general rule, the higher the return an investor seeks, the higher the risk he/she must be prepared to accept. The...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/sn-long-2015.pdf -
Date: 2019-12-02
... relationship with the individual. Whether an individual is an employee of the insurer is both a matter of fact and a matter of law, which will depend on various factors, such as degree of control of the insurer over the individual and the intention of the parties. In this connection, relevant factors that the...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Employees_of_Authorized_Insurers.pdf -
Date: 2021-10-12
... relationship with the individual. Whether an individual is an employee of the insurer is both a matter of fact and a matter of law, which will depend on various factors, such as degree of control of the insurer over the individual and the intention of the parties. In this connection, relevant factors that the...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Licensing_Requirements_for_Employees_of_Authorized_Insurers.pdf -
Date: 2020-07-06
... relationship with the individual. Whether an individual is an employee of the insurer is both a matter of fact and a matter of law, which will depend on various factors, such as degree of control of the insurer over the individual and the intention of the parties. In this connection, relevant factors that the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Explanatory_Note_on_Licensing_Requirements_for_Employees_of_Authorized_Insurers.pdf -
Date: 2018-11-30