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⏭... operations of individual insurers, including their compliance with regulatory requirements. Our inspections cover reviews of corporate governance practices, including risk management and internal control systems, of business strategies and operations assessed against industry practices, and of adherence to...
https://www.ia.org.hk/english/infocenter/files/IA_Annual_Report_2019_20_Eng.pdf -
Date: 2021-12-14
... operations of individual insurers, including their compliance with regulatory requirements. Our inspections cover reviews of corporate governance practices, including risk management and internal control systems, of business strategies and operations assessed against industry practices, and of adherence to...
https://www.ia.org.hk/english/infocenter/files/IA_Annual_Report_2019_20_Eng.pdf -
Date: 2022-05-24
[PDF]
GL3_AML_Eng.pdf
... Mass Destruction (Control of Provision of Services) Ordinance (WMD(CPS)O). It is very important that IIs and their officers and staff fully understand their respective responsibilities under the different legislation. AMLO s.23, Sch. 2 1.20 The AMLO imposes requirements relating to customer due...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL3_AML_Eng.pdf -
Date: 2020-06-16
[PDF]
GL3_Eng.pdf
... Mass Destruction (Control of Provision of Services) Ordinance (WMD(CPS)O). It is very important that IIs and their officers and staff fully understand their respective responsibilities under the different legislation. AMLO s.23, Sch. 2 1.20 The AMLO imposes requirements relating to customer due...
https://www.ia.org.hk/english/legislative_framework/files/GL3_Eng.pdf -
Date: 2020-09-24
[PDF]
GL3_Appendix_A.pdf
...), the Organized and Serious Crimes Ordinance (OSCO), the United Nations (Anti-Terrorism Measures) Ordinance (UNATMO), the United Nations Sanctions Ordinance (UNSO) and the Weapons of Mass Destruction (Control of Provision of Services) Ordinance (WMD(CPS)O). It is very important that IIs and their...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/GL3_Appendix_A.pdf -
Date: 2019-02-01
... Destruction (Control of Provision of Services) Ordinance (WMD(CPS)O). It is very important that IIs and their officers and staff fully understand their respective responsibilities under the different legislation. AMLO s.23, Sch. 2 1.20 The AMLO imposes requirements relating to customer due diligence (CDD) and...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/20190913_1_Appendix_A.pdf -
Date: 2019-12-24
... overall compliant result in the current round of FATF evaluation Supervision by IA Supervision by IA Market Entry Monitoring Outreach/ Guidance Enforcement Market Entry Insurers • IA’s prior approval for major shareholders, appointment of senior management and key person in control function • GL4...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Mutual_Evaluation_Report_of_Hong_Kong_2019.pdf -
Date: 2021-11-12
... overall compliant result in the current round of FATF evaluation Supervision by IA Supervision by IA Market Entry Monitoring Outreach/ Guidance Enforcement Market Entry Insurers • IA’s prior approval for major shareholders, appointment of senior management and key person in control function • GL4...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Mutual_Evaluation_Report_of_Hong_Kong_2019.pdf -
Date: 2022-04-27
[HTML]
Insurtech Corner
... Sandbox; Technology involved; Expected outcome and success criteria of the trial. Risk management controls There should be adequate control procedures to achieve the objectives of the relevant supervisory requirements of the IA....
https://www.ia.org.hk/english/aboutus/insurtech_corner.html -
Date: 2021-03-17