... aimed to serve as a control to monitor the timely screening of PEPs by the Companies, was inadequate and deficient as certifications were made to indicate alerts had been cleared in a timely manner, despite there being backlogs. 8. Information on beneficial owners of customers was not subject to PEP...

... the target can be justified on a sound and reasonable basis. In case of a mismatch, the licensed insurance intermediaries should follow the control measures set up to handle mismatch cases, including clearly explain to the customer the mismatch, how the recommended product(s) could meet the customer’s...

... reflect on the IA’s view of the continued fitness and properness of (i) the directors, controllers and key persons in relevant control functions of the authorized insurers to which this Guideline applies and (ii) the licensed insurance intermediaries to which this Guideline applies and (in the case of...

... reflect on the IA’s view of the continued fitness and properness of (i) the directors, controllers and key persons in relevant control functions of the authorized insurers to which this Guideline applies and (ii) the licensed insurance intermediaries to which this Guideline applies and (in the case of...

... ECOSYSTEM Copyright © 2019 Deloitte Development LLC. All rights reserved.9 What your customers, both individuals and employers, are expecting from their insurance experiences: Let Me Be in Control Consumers want to choose HOW to interact across different channels and value real-time communication and status...

... regulated activities under the IO, will be responsible for monitoring the implementation of any remedial actions in relation to an AI’s internal control and management systems arising from any disciplinary decisions and actions, and will keep the IA informed of the progress and outcome of the remedial...

... regulated activities under the IO, will be responsible for monitoring the implementation of any remedial actions in relation to an AI’s internal control and management systems arising from any disciplinary decisions and actions, and will keep the IA informed of the progress and outcome of the remedial...

... regulated activities under the IO, will be responsible for monitoring the implementation of any remedial actions in relation to an AI’s internal control and management systems arising from any disciplinary decisions and actions, and will keep the IA informed of the progress and outcome of the remedial...