... facilitate the performance of their respective regulatory functions. 1.2 The SFC has responsibilities under the Securities and Futures Ordinance (Cap. 571) ( “ SFO”), and the rules and regulations made thereunder, to set standards for the authorization of collective investment schemes and structured products...

... relevant Forms1 for seeking approval/no objection or notification of any changes of or in the particulars of such persons are set out in Schedules 2, 4, 5 and 6 to the Ordinance. The IA’s Powers of Approval, Revocation of Approval, or Objection in respect of Proposed Appointments or Appointments 2.13 Under...

... facilitate the performance of their respective regulatory functions. 1.2 The SFC has responsibilities under the Securities and Futures Ordinance (Cap. 571) ( “ SFO”), and the rules and regulations made thereunder, to set standards for the authorization of collective investment schemes and structured products...

... Conducted 3 rounds of Quantitative Impact Studies Public consultation on draft capital rules in early-2022 Pillar 2 GL 21 on Enterprise Risk Management effective since early-2020 First set of ORSA reports received in mid-2021 Pillar 3 Industry consultation commenced in early-2021 Last batch of proposals...

... proposals-that-create-comprehensive-global-baseline-of-sustainability-disclosures/ . The proposed standards are built on, among others, the recommendations of the Task Force on Climate-related Financial Disclosures (“TCFD”)2 and are intended to form a comprehensive and effective global baseline of sustainability disclosures, which set out requirements for the disclosure of...

... proposals-that-create-comprehensive-global-baseline-of-sustainability-disclosures/ . The proposed standards are built on, among others, the recommendations of the Task Force on Climate-related Financial Disclosures (“TCFD”)2 and are intended to form a comprehensive and effective global baseline of sustainability disclosures, which set out requirements for the disclosure of...

... as soon as practicable in writing together with the supporting information/documents as set out in the Annex. In any event, such application must be lodged with the IA before the 6- month statutory submission deadline. In considering approval of an application for exemption under section 79 of the IO...

... as soon as practicable in writing together with the supporting information/documents as set out in the Annex. In any event, such application must be lodged with the IA before the 6- month statutory submission deadline. In considering approval of an application for exemption under section 79 of the IO...

... insurers and broker companies to promote the development of marine and specialty risks insurance in Hong Kong and for insurance brokers. The Legislative Council has also passed an amendment bill in July 2020 to expand the scope of insurable risks by captive insurers set up in Hong Kong to enhance the...

... insurers and broker companies to promote the development of marine and specialty risks insurance in Hong Kong and for insurance brokers. The Legislative Council has also passed an amendment bill in July 2020 to expand the scope of insurable risks by captive insurers set up in Hong Kong to enhance the...