... relation to:  capital and net assets;  professional indemnity insurance (“PII”);  keeping of separate client accounts;  keeping of proper books and accounts; and  submission of audited financial statements. 2. Currently, the relevant requirements are set out in the Guideline on Minimum Requirements...

... relation to:  capital and net assets;  professional indemnity insurance (“PII”);  keeping of separate client accounts;  keeping of proper books and accounts; and  submission of audited financial statements. 2. Currently, the relevant requirements are set out in the Guideline on Minimum Requirements...

... relation to:  capital and net assets;  professional indemnity insurance (“PII”);  keeping of separate client accounts;  keeping of proper books and accounts; and  submission of audited financial statements. 2. Currently, the relevant requirements are set out in the Guideline on Minimum Requirements...

... relation to:  capital and net assets;  professional indemnity insurance (“PII”);  keeping of separate client accounts;  keeping of proper books and accounts; and  submission of audited financial statements. 2. Currently, the relevant requirements are set out in the Guideline on Minimum Requirements...

... records and outstanding cases to the IA so as to achieve a seamless transition. We have set up a Working Group on Direct Licensing Regime for Insurance Intermediaries (Working Group) to succeed the Working Group on Transition convened by the Financial Services and the Treasury Bureau. The main functions...

... records and outstanding cases to the IA so as to achieve a seamless transition. We have set up a Working Group on Direct Licensing Regime for Insurance Intermediaries (Working Group) to succeed the Working Group on Transition convened by the Financial Services and the Treasury Bureau. The main functions...

... Support the International Financial Reporting Standards Foundation’s proposal to establish a new Sustainability Standards Board for developing and maintaining a global, uniform set of sustainability reporting standards. We will also support complementary efforts by other standard-setting...

... records and outstanding cases to the IA so as to achieve a seamless transition. We have set up a Working Group on Direct Licensing Regime for Insurance Intermediaries (Working Group) to succeed the Working Group on Transition convened by the Financial Services and the Treasury Bureau. The main functions...

... Therefore, the assets freeze, travel ban and arms embargo set out in paragraph 1 of Security Council resolution 2368 (2017) no longer apply to the name set out below. A. Individual associated with ISIL (Da’esh) and Al-Qaida QDi.109 Name: 1: ZULKIFLI 2: ABDUL HIR 3: na 4: na Title: na Designation: na DOB: a...

... facilitate the performance of their respective regulatory functions. 1.2 The SFC has responsibilities under the Securities and Futures Ordinance (Cap. 571) ( “ SFO”), and the rules and regulations made thereunder, to set standards for the authorization of collective investment schemes and structured products...