...12 月首次會議上，我很高興看到與會者 踴躍發表意見和分享經驗。其後，我 們在未來專責小組之下，增設三個工 intermediaries by moving from the existing self-regulatory regime to a statutory licensing system, and set out conduct standards to promote higher levels of professionalism among industry practitioners. Maintaining market stability and protecting...

... Here in Hong Kong, the Green and Sustainable Finance Cross-Agency Steering Group was set up in May 20201 to coordinate on these issues in the financial sector, while supporting international initiatives and alignment. The challenges we face are enormous. But with immense challenges also comes immense...

... the Guideline for the full context) Overall on Section 4 [Please select] [Please explain] Is there delegation of functions by the Board?; Is the Risk Committee set up?; Are the roles and responsibilities of parties in risk governance defined and communicated? [Please select] [Please explain] [Please...

..., promotions or incentives set out in paragraph 6.1 above  to  an  insurance  broker, Member  Companies  should  ensure  they  do  not  create  a  conflict  of  interest in the duty that insurance broker owes to the policyholder (or potential policyholder).    7. Insurance Intermediaries    Insurance...

... Financial Needs Analysis (“FNA”) form, provided that such forms are in compliance with the requirements as set out in the latest version of the Initiative on Financial Needs Analysis (effective from 1 January 2016), Members may wish to refer to the said requirements when developing their forms or...

... embargo set out in paragraph 2 of Security Council resolution 2253 (2015) adopted under Chapter VII of the Charter of the United Nations. A. Individuals associated with ISIL (Da’esh) and Al-Qaida QDi.403 Name: 1: FARED 2: SAAL 3: na 4: na Title: na Designation: na DOB: 18 Feb. 1989 POB: Bonn, Germany Good...

... arms embargo set out in paragraph 1 of Security Council resolution 2368 (2017) adopted under Chapter VII of the Charter of the United Nations: A. Individual associated with ISIL (Daesh) and Al-Qaida QDi.398 Name: 1: RUSTAM 2: MAGOMEDOVICH 3: ASELDEROV 4: na Name (original script): Title: na...

... after the point of sale; (c) reducing the risk of sales which are not appropriate to customers’ needs; (d) ensuring that any advice given is of a high quality; and 3 (e) managing the reasonable expectations of customers. 3.4 This Guideline aims to set out the proper standards of conduct and business...

..., have reached the following understanding: I. Definitions 2. For the purposes of this Memorandum, the terms set out below have the assigned meanings unless the context requires otherwise: (a) “Authority” means: (i) For the Hong Kong Special Administrative Region, the Insurance Authority (IA) (ii) For...