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⏭... capacity of the Alt. CE will be reverted back to “Technical Representative” and the matter of non-compliance by the Member with Membership Regulation 7.5 will be referred, without further notice on the expiry date of the 6-month period, to the Disciplinary Committee for attention. 6. Other Requirements of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_CIB_GN2_Guidance_Note_on_Registering_Alternate_Chief_Executive_v1_23_4_2007_eg19.pdf -
Date: 2019-12-20
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Supervisory Approach
... insurers. This responsibility is conducted through the examination of financial statements and returns as well as analysing critical areas to ensure that insurers comply with solvency standards and other requirements specified in the Insurance Ordinance(“IO”). The examination focuses on key risks that have...
https://www.ia.org.hk/english/supervision/reg_insurers_lloyd/supervisory_approach.html -
Date: 2020-12-22
... Consultation conclusions of the guidelines on “Fit and Proper” criteria and Continuing Professional Development requirements for licensed insurance intermediaries 31 July 2019 The Insurance Authority (IA) today (31 July 2019) published...
https://www.ia.org.hk/english/infocenter/press_releases/20190731.html -
Date: 2019-07-31
... the determination of PCR, there are mixed views on the inclusion of one year’s forecast of new business in the calibration of PCR, with concerns over the subjectivity and practicalities involved in calculations and thus comparability across insurers. However, it should be noted that ICP1 17.6.3...
https://www.ia.org.hk/english/infocenter/files/rbc_consultation_conclusions.pdf -
Date: 2019-09-03
... Explanatory Note on “Regulated Activity” under the Insurance Ordinance (Cap. 41) 12 October 2021 Our Ref: MC/INT/5 By Email To: Chief Executives of all Authorized Insurers, Responsible Officers of all Licensed Insurance Broker Companies and Responsible Officers of all Licensed Insurance Agencies...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_12.10.2021_Explanatory_Note_on_Regulated_Activities_under_the_IO.pdf -
Date: 2021-12-10
... Consultation conclusions on the Insurance (Group Capital) Rules 28 December 2020 The Insurance Authority (IA) today (28 December 2020) published the consultation conclusions on the draft Insurance (Group Capital) Rules (the Group Capital Rules) in...
https://www.ia.org.hk/english/infocenter/press_releases/20201228.html -
Date: 2020-12-28
... Meeting of the Working Group on Embracing Fintech in Hong Kong (27 Sep 2019) Programme rundown Download Presentation materials Topic: Compliance with Data Privacy in Digital World Speaker: Mr Tony Lam, Deputy...
https://www.ia.org.hk/english/aboutus/task_force/activities_meetings/Meeting_of_the_Working_Group_on_Embracing_Fintech_in_Hong_Kong_Sep_2019.html -
Date: 2019-11-26
... General Circular 36/04 -1 - CIB-GN(6) (Issued on 15 October 2007) (Revised on 15 March 2012) Guidance Note on Documentary Proof of Educational Attainment for Registration’s Purpose According to Membership Regulation 3.5, the General Committee is issuing this Guidance Note on Documentary Proof of...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN6_on_Doc_Proof_of_Edu_Attainment_15_3_2012_eg19.pdf -
Date: 2019-12-20
... its latest issue of Conduct In Focus today (12 May 2023) presenting statistics on complaints received in the full year of 2022, giving guidance to insurance practitioners on regulatory matters and highlighting topical issues for policyholders. Together with the main edition we publish a...
https://www.ia.org.hk/english/infocenter/press_releases/20230512.html -
Date: 2023-05-12
...: appointing insurers are generally liable for the acts of their agents; licensed insurance agencies are responsible for ensuring that their appointed licensed insurance agents comply with all laws, rules, regulations, codes and guidelines, relevant to the carrying on of regulated activities in the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/insurance_agents.html -
Date: 2021-07-13