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⏭... actions. 14. One respondent asked whether the IA can impose a pecuniary penalty on more than one person with respect to the same misconduct. The answer is yes, if appropriate. The Ordinance does not set a cap on the number of persons to be disciplined per incident, and the maximum pecuniary penalty applies...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_on_Pecuniary_Penalty_GL_Eng.pdf -
Date: 2019-09-10
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Asian Insurance Forum 2019 to focus on emerging market opportunities and Insurtech development
... Asian Insurance Forum 2019 to focus on emerging market opportunities and Insurtech development 12 November 2019 The Insurance Authority (IA) will host its second Asian Insurance Forum (AIF) in Hong Kong on 10 December 2019 with the theme &ldquo...
https://www.ia.org.hk/english/infocenter/press_releases/20191112.html -
Date: 2019-11-12
... Government has designated an additional name under the Executive Order issued on 23 September 2001. The latest list can be found in the website of the Office of Foreign Assets Control of the US Treasury (www.ustreas.gov/offices/enforcement/ofac/sanctions/terrorism.html) under Name of Entity Designated on 29...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular030603.html -
Date: 2017-06-23
... 5 September 2002 To: Chief Executive of all authorized insurance institutions carrying on long term business Dear Sir/Madam, United States Executive Order 13224 (Executive Order) Further to my...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular050902.html -
Date: 2017-06-23
.../terrorism.html) under the heading of "Names of Individuals Designated on 9 September 2004". You should review your records carefully to see whether you have had, or currently have, accounts, transactions or dealings with the names identified in the list. If such review reveals any suspicious...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular061004.html -
Date: 2017-06-23
.../terrorism.html) under the heading of "Names of Individuals Designated on 9 September 2004". You should review your records carefully to see whether you have had, or currently have, accounts, transactions or dealings with the names identified in the list. If such review reveals any suspicious...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular151006.html -
Date: 2017-06-23
... 17 May 2002 To: Chief Executive of all authorized insurance institutions carrying on long term business Dear Sir/Madam, United States Executive Order 13224 ("Executive Order" ) Further to...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular170502.html -
Date: 2017-06-23
... 26 April 2002 To: Chief Executive of all authorized insurance institutions carrying on long term business Dear Sir/Madam, United States Executive Order 13224 ( " Executive Order" ) Further...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular260402.html -
Date: 2017-06-23
... FREQUENTLY ASKED QUESTIONS 1 (as at 22 October 2013) Frequently Asked Questions on Updated Requirements Relating to the Sale of Investment Linked Assurance Scheme (“ILAS”) to Enhance Customer Protection Disclaimer: The list of questions and answers below are for reference only. Members are advised...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1.FAQ_on_Updated_Requirements_Relating_to_Sale_of_ILAS.pdf -
Date: 2019-12-20