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⏭... actions. 14. One respondent asked whether the IA can impose a pecuniary penalty on more than one person with respect to the same misconduct. The answer is yes, if appropriate. The Ordinance does not set a cap on the number of persons to be disciplined per incident, and the maximum pecuniary penalty applies...
https://www.ia.org.hk/english/infocenter/files/Consultation_Conclusions_on_Pecuniary_Penalty_GL_Eng.pdf -
Date: 2019-09-03
... actions. 14. One respondent asked whether the IA can impose a pecuniary penalty on more than one person with respect to the same misconduct. The answer is yes, if appropriate. The Ordinance does not set a cap on the number of persons to be disciplined per incident, and the maximum pecuniary penalty applies...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Consultation_Conclusions_on_Pecuniary_Penalty_GL_Eng.pdf -
Date: 2019-09-10
...: appointing insurers are generally liable for the acts of their agents; licensed insurance agencies are responsible for ensuring that their appointed licensed insurance agents comply with all laws, rules, regulations, codes and guidelines, relevant to the carrying on of regulated activities in the...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/insurance_agents.html -
Date: 2021-07-13
... Meeting of the Working Group on Embracing Fintech in Hong Kong (27 Sep 2019) Programme rundown Download Presentation materials Topic: Compliance with Data Privacy in Digital World Speaker: Mr Tony Lam, Deputy...
https://www.ia.org.hk/english/aboutus/task_force/activities_meetings/Meeting_of_the_Working_Group_on_Embracing_Fintech_in_Hong_Kong_Sep_2019.html -
Date: 2019-11-26
... Consultation conclusions of the guidelines on “Fit and Proper” criteria and Continuing Professional Development requirements for licensed insurance intermediaries 31 July 2019 The Insurance Authority (IA) today (31 July 2019) published...
https://www.ia.org.hk/english/infocenter/press_releases/20190731.html -
Date: 2019-07-31
[PDF]
Circular_31082021.pdf
... Class C (Linked Long Term) Product with Open Architecture (“OA ILAS Products”) /…… 31 August 2021 Our Ref: INS/TEC/6/96 By Email Only To: Chief Executives of authorized insurers carrying on long term business and responsible officers of licensed insurance broker companies and licensed insurance...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_31082021.pdf -
Date: 2021-12-10
[PDF]
Circular_31082021.pdf
... Class C (Linked Long Term) Product with Open Architecture (“OA ILAS Products”) /…… 31 August 2021 Our Ref: INS/TEC/6/96 By Email Only To: Chief Executives of authorized insurers carrying on long term business and responsible officers of licensed insurance broker companies and licensed insurance...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_31082021.pdf -
Date: 2021-09-09
[HTML]
Insurance Authority and Dubai Financial Services Authority sign Fintech co-operation agreement
... proactive steps in strengthening collaboration with other jurisdictions in Fintech development. The agreement with DFSA signifies closer co-operation between the two authorities in fostering and creating business opportunities for Fintech firms on a global reach," said Mr John Leung, Chief Executive...
https://www.ia.org.hk/english/infocenter/press_releases/Insurance_Authority_and_Dubai_Financial_Services_Authority_sign_Fintech_co-operation_agreement.html -
Date: 2017-12-07
[PDF]
GL16.pdf
... relevant requirements with due regard to their own circumstances. 2 (d) AGN on Best Estimate Assumptions issued by the ASHK (e) Selling of Non-linked Long Term Insurance (“NLTI”) Products issued by Hong Kong Monetary Authority 3. Purpose 3.1 Both IAIS and the global insurance industry have placed...
https://www.ia.org.hk/english/legislative_framework/files/GL16.pdf -
Date: 2020-09-24