... continuously developing professional knowledge • Discharging accurate and adequate information • Advice suitable to client’s interests • Avoiding / managing conflicts of interest • Safeguarding client’s assets 5 6 2008 – The failure of tick-box compliance regulation Sub-prime mortgages MBS CDOS CDS Is this...

... 1 2019財新峰會香港場：雙向開放 攜手未來 2019年 6月 10日 保險業監管局主席鄭慕智博士 演講題目：粵港澳大灣區─金融協同打造經濟新核心 各位嘉賓，下午好！ 我非常高興出席今天由財新傳媒舉辦的峰會，就「粵港澳大灣區─金融協 同打造經濟新核心」為題與大家作出簡單分享。 粵港澳大灣區的主體理念是促成城市間優勢互補及協同發展，透過人流、 物流、資金流和訊息流，打破地理界限，改善資源配置。今年二月，中央 政府公布了《粵港澳大灣區發展規劃綱要》（ 《規劃綱要》），當中保險 方面的建議包含多個範疇，好像為跨境客戶提供便利化保險服務；合作開 發創新型跨境機動車和醫療保險產品；推動大灣...

... share information and insights on regulatory and supervisory issues on AML/CFT, in particular those which may have a cross-sectoral impact. 6. The “Anti-Money Laundering Regulatory Enforcement Co-ordination Group” will have regular meetings to share outcomes of investigation and enforcement actions in...

... Wealth Mgt (HK) 31-12-17 - - - - 東亞人壽 BEA Life 31-12-17 1,160 1 140,465 1,067 藍十字 Blue Cross 31-12-17 - - - - 中銀人壽 BOC LIFE 31-12-17 189 - 23,003 - Canada Life Assurance Canada Life Assurance 31-12-17 - - - - Canada Life Canada Life 31-12-17 - - - - 中國人壽 China Life 31-12-17 26,970 - 6,281,584 - 太壽香港...

...) AXA Wealth Mgt (HK) 31-12-17 - - - - 東亞人壽 BEA Life 31-12-17 1,160 1 140,465 1,067 藍十字 Blue Cross 31-12-17 - - - - 中銀人壽 BOC LIFE 31-12-17 189 - 23,003 - Canada Life Assurance Canada Life Assurance 31-12-17 - - - - Canada Life Canada Life 31-12-17 - - - - 中國人壽 China Life 31-12-17 26,970 - 6,281,584 - 太壽...

... individual licensee (except travel agents) is required to complete for the Assessment Period 2021/2022 (i.e. by 31 July 2022) is reduced by 3 CPD hours from 15 CPD hours to 12 CPD hours, but the 3 compulsory CPD hours on “Ethics or Regulations” remains unchanged, while travel agents are not required to earn...

... guilty of misconduct or the IA is of the opinion that a person who holds/held the position of a director or controller of the insurer is/was not a fit and proper person6. Purpose of this Document This document is intended to provide a broad overview of the disciplinary process to be adopted by the IA. As...

... guilty of misconduct or the IA is of the opinion that a person who holds/held the position of a director or controller of the insurer is/was not a fit and proper person6. Purpose of this Document This document is intended to provide a broad overview of the disciplinary process to be adopted by the IA. As...

... guilty of misconduct or the IA is of the opinion that a person who holds/held the position of a director or controller of the insurer is/was not a fit and proper person6. Purpose of this Document This document is intended to provide a broad overview of the disciplinary process to be adopted by the IA. As...