... be a comprehensive guide and does not constitute legal advice. Banks and their staff are advised to seek professional advice if they have any question relating to the application or interpretation of the relevant provisions of the Ordinance. 1.6 This Note does not have the force of law and should not...

... be a comprehensive guide and does not constitute legal advice. Banks and their staff are advised to seek professional advice if they have any question relating to the application or interpretation of the relevant provisions of the Ordinance. 1.6 This Note does not have the force of law and should not...

... be a comprehensive guide and does not constitute legal advice. Banks and their staff are advised to seek professional advice if they have any question relating to the application or interpretation of the relevant provisions of the Ordinance. 1.6 This Note does not have the force of law and should not...

... reporting < Form > can be downloaded here @H on g Ko ng P ol ic e Fo rc e fo r Tr ai ni ng P ur po se O nl y 香 港 警 務 處 版 權 所 有 只 作 培 訓 用 途 Projected annual no. of STRs in 2015 13, 505 14, 557 15, 457 14, 838 16, 062 1 9,6 90 20, 287 23 ,28 2 37, 188 32, 907 0 10000 20000 30000 40000 2005 2006 2007 2008 2009...

... reporting < Form > can be downloaded here @H on g Ko ng P ol ic e Fo rc e fo r Tr ai ni ng P ur po se O nl y 香 港 警 務 處 版 權 所 有 只 作 培 訓 用 途 Projected annual no. of STRs in 2015 13, 505 14, 557 15, 457 14, 838 16, 062 1 9,6 90 20, 287 23 ,28 2 37, 188 32, 907 0 10000 20000 30000 40000 2005 2006 2007 2008 2009...

... reporting < Form > can be downloaded here @H on g Ko ng P ol ic e Fo rc e fo r Tr ai ni ng P ur po se O nl y 香 港 警 務 處 版 權 所 有 只 作 培 訓 用 途 Projected annual no. of STRs in 2015 13, 505 14, 557 15, 457 14, 838 16, 062 1 9,6 90 20, 287 23 ,28 2 37, 188 32, 907 0 10000 20000 30000 40000 2005 2006 2007 2008 2009...

... 6% for debt instruments with international rating Debt instruments rated lower than (BBB) or A3, including debt instruments of countries and of reinsurers that are so rated, and debt instruments that are not rated 10% or 8% for debt instruments with international rating - Negotiable shares - Mutual...

... identification documents are collected from customers for each business transaction and are then retained in good quality. Annex Page 6 of 11 B4 Screening of Politically Exposed Persons, Terrorists and Sanction Designations In accordance with paragraph 4.13.9 of the AML/CTF Guideline, an insurance broker...

... 6% for debt instruments with international rating Debt instruments rated lower than (BBB) or A3, including debt instruments of countries and of reinsurers that are so rated, and debt instruments that are not rated 10% or 8% for debt instruments with international rating - Negotiable shares - Mutual...

... Identity Card). 6) The TR will send his/her application through the e-portal to the agency for final verification and confirmation of appointment. The agency will then submit the TR’s application to the IA. 7) The IA will notify the agency, RO and TRs by e-mail once their applications are approved. The...