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⏭... guilty of misconduct or the IA is of the opinion that a person who holds/held the position of a director or controller of the insurer is/was not a fit and proper person6. Purpose of this Document This document is intended to provide a broad overview of the disciplinary process to be adopted by the IA. As...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf -
Date: 2021-09-13
... guilty of misconduct or the IA is of the opinion that a person who holds/held the position of a director or controller of the insurer is/was not a fit and proper person6. Purpose of this Document This document is intended to provide a broad overview of the disciplinary process to be adopted by the IA. As...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf -
Date: 2019-10-15
... guilty of misconduct or the IA is of the opinion that a person who holds/held the position of a director or controller of the insurer is/was not a fit and proper person6. Purpose of this Document This document is intended to provide a broad overview of the disciplinary process to be adopted by the IA. As...
https://www.ia.org.hk/english/enforcement/lii/files/Overview_of_Disciplinary_Process_en.pdf -
Date: 2019-10-15
... implications of replacing your existing life insurance policy(ies) with the new life insurance policy. (effective 1/1/2005) 2 The Agent/Broker MUST HELP YOU complete all items below and tick where appropriate. Please write down the life insurance policy(ies) replaced/to be replaced and complete items 2 to 6...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/3a_HKFI_CoP_Life_Ins_Replacement_v3_1_1_2005_20190823.pdf -
Date: 2019-12-20
... implications of replacing your existing life insurance policy(ies) with the new life insurance policy. (effective 1/1/2005) 2 The Agent/Broker MUST HELP YOU complete all items below and tick where appropriate. Please write down the life insurance policy(ies) replaced/to be replaced and complete items 2 to 6...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/4a_HKFI_CoP_Life_Ins_Replacement_v4_1_5_2006_20190823.pdf -
Date: 2019-12-20
... complete items 2 to 6： Name of insurer(s)： Policy Number(s)： You are strongly advised： a) To consult the insurer(s) of your existing life insurance policy(ies) for further information (please note that this Form will be copied to the insurer(s) of your existing life insurance policy(ies) you indicate above...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/5a_HKFI_CoP_Life_Ins_Replacement_v5_1_10_2008_20190823.pdf -
Date: 2019-12-20
... ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2a_GL_Effective_Date_of_Reg_v2_1_6_2004_20190823.pdf -
Date: 2019-12-20
[PDF]
New_regime_2_English.pdf
... broker companies Minimum CPD hours New training courses － F.5 graduate Level 2 or above in five subjects (including Chinese or English, and Mathematics) in the Hong Kong Diploma of Secondary Education Examination (HKDSE) Bachelor’s degree 10 hours 15 hours At least 3 CPD hours related to ethics or...
https://www.ia.org.hk/english/infocenter/files/New_regime_2_English.pdf -
Date: 2021-12-14