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⏭... specified in the Insurance (Financial and Other Requirements for Licensed Insurance Broker Companies) Rules (“Broker Rules”) made under the Insurance Ordinance (Cap.41) (“IO”). The Broker Rules set out the requirements in relation to the following aspects...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/insurance_brokers.html -
Date: 2020-06-16
[PDF]
Cirdd1472020.pdf
... Statements issued by the Financial Action Task Force (“FATF”) Our Ref: INS/TEC/6/45 14 July 2020 To : Chief Executives / Responsible Officers of all insurance institutions (“IIs”)1 Dear Sirs, Statements issued by the Financial Action Task Force (“FATF”) Further to our letter of 18 March 2020, we...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/files/Cirdd1472020.pdf -
Date: 2020-11-13
... Order") I refer to my letter of 5 October 2001 advising you, among others, to examine whether you have had, or currently have, accounts, transactions or dealings with 27 entities/individuals listed in the Annex to the above Executive Order and to report any suspicious transactions to the...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular191001.html -
Date: 2017-06-23
... and complaint hotline services will continue as normal, and their operating hours are set out on the IA website. Email responses to enquiries and complaints will also continue as normal. Except those skeleton staff, IA staff will work from home. The IA will continue to review the...
https://www.ia.org.hk/english/infocenter/press_releases/20200719.html -
Date: 2020-07-19
... effect from 15 April 2013. For your information, the development of this set of Regulations is in response to the landmark judgment of the Hobbins case in early 2012, that the Confederation has sought legal advice on the appropriate course of action. Professional Insurance Brokers Association (“PIBA...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/8a_CIB_Membership_Regulations_v8_15_1_2013_eg19.pdf -
Date: 2019-12-20
... requirements, controls and timing set by the appointing insurer. Depending on the circumstances of each cases, a failure to do so may amount to misconduct on the part of the agent, if such failure is likely cause prejudice to the interests of policyholders or potential policyholders or the public interest....
https://www.ia.org.hk/english/infocenter/files/Conduct_In_Focus_English.pdf -
Date: 2021-12-14
... requirements, controls and timing set by the appointing insurer. Depending on the circumstances of each cases, a failure to do so may amount to misconduct on the part of the agent, if such failure is likely cause prejudice to the interests of policyholders or potential policyholders or the public interest....
https://www.ia.org.hk/english/infocenter/files/Conduct_In_Focus_English.pdf -
Date: 2022-05-24
... Registration of MPF Intermediaries The MPFA is the authority to register MPF intermediaries. To set out the approval criteria and application procedures, the MPFA has issued the Guidelines on MPF Intermediary Registration and Notification of Changes. Please refer...
https://www.ia.org.hk/english/supervision/reg_mpf_intermediaries/registration_of_MPF_intermediaries.html -
Date: 2020-06-16