Filter
Year
Content Type
File Type
Search Results
⏮
⏴
⏵
⏭..., e.g. using appropriate technology to mitigate the risks, an insurer should be able to demonstrate to the Insurance Authority the measures taken can adequately guard against impersonation risk. Paragraph 4.12.3 8 Key AML/CFT Regulatory Requirements Guideline on Anti-Money Laundering and...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/AML_Online_Sharing_Session_20201204_Presentation.pdf -
Date: 2021-11-12
..., e.g. using appropriate technology to mitigate the risks, an insurer should be able to demonstrate to the Insurance Authority the measures taken can adequately guard against impersonation risk. Paragraph 4.12.3 8 Key AML/CFT Regulatory Requirements Guideline on Anti-Money Laundering and...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/AML_Online_Sharing_Session_20201204_Presentation.pdf -
Date: 2022-04-27
[PDF]
Survey_GL21.pdf
...] Are the identification, quantification, monitoring and reporting, management review and actions, etc. of stages in risk assessment cycle in place? Overall on Section 8 [Please select] [Please explain] Overall on Section 9 [Please select] [Please explain] 4) What is your readiness status on the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Survey_GL21.pdf -
Date: 2019-11-29
... applicable only to and must be met by the Applicant: i. he was engaged in the travel agency business in Hong Kong immediately before 15 May 2006 and has not since ceased to be engaged in travel-related work in Hong Kong for two consecutive years; ii. he has proven relevant experience in travel agency...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/6a_HKFI_CoP_for_Admin_of_Agents_6th_Edition_1_6_2004_20190823.pdf -
Date: 2019-12-20
... .................................................. 9 6 JOINT INVESTIGATIONS ............................................................................. 10 7 JOINT INSPECTIONS..................................................................................... 10 8 STATUS OF THE...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf -
Date: 2020-09-28
... .................................................. 9 6 JOINT INVESTIGATIONS ............................................................................. 10 7 JOINT INSPECTIONS..................................................................................... 10 8 STATUS OF THE...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf -
Date: 2021-11-01
... .................................................. 9 6 JOINT INVESTIGATIONS ............................................................................. 10 7 JOINT INSPECTIONS..................................................................................... 10 8 STATUS OF THE...
https://www.ia.org.hk/english/supervision/int_dom_cooperation/files/MOU_between_SFC_and_IA_final_28Sep2020.pdf -
Date: 2021-09-01