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⏭... smaller issues, which individually may not justify a pecuniary penalty, but which do so when taken collectively; (x) whether the conduct is or was part of a more serious misconduct; (xi) in case of a responsible officer of a firm (i.e. a sole proprietor, partnership or company), or a person involved in...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Guideline_on_Pecuniary_Penalty_English.pdf -
Date: 2019-11-29
... section 121 commits an offence and is liable to a maximum fine at level 4 (which is currently set at $25,000 according to Schedule 8 of the Criminal Procedure Ordinance, (Cap. 221)). Q2: Is the statutory non-disclosure obligation under section 121 of the Ordinance different for persons directly under...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Section_121_of_the_Insurance_Ordinance.pdf -
Date: 2021-10-12
... section 121 commits an offence and is liable to a maximum fine at level 4 (which is currently set at $25,000 according to Schedule 8 of the Criminal Procedure Ordinance, (Cap. 221)). Q2: Is the statutory non-disclosure obligation under section 121 of the Ordinance different for persons directly under...
https://www.ia.org.hk/english/legislative_framework/files/Explanatory_Note_on_Section_121_of_the_Insurance_Ordinance.pdf -
Date: 2020-07-06
... regulators or authorities for handling, as appropriate (see also questions 8 and 9). After assessing all the relevant information, we have gathered in a fair and objective manner, we will provide you with a written conclusion of our assessment results. If we consider your complaint...
https://www.ia.org.hk/english/consumer/lodge_a_complaint.html -
Date: 2023-09-01
[PDF]
20210917CPD_FAQChin.pdf
...及法律總監 郭家華 謹啟 2021年9月17日 副本抄送： 香港保險業聯會 香港專業保險經紀協會 香港保險顧問聯會 1 有關不遵守持續專業培訓規定的罰則框架（「持續專業培訓罰則框架」）的常見問題 I. 遵守持續專業培訓規定：Q1 – Q3 II. 匯報持續專業培訓紀錄：Q4 – Q5 III. 施加及繳交罰款：Q6 - Q7 IV. 豁免／降低罰款：Q8 V. 暫時吊銷或撤銷牌照：Q9 – Q10 VI. 沒有遞交或逾期遞交已填妥的持續專業培訓聲明書：Q11 – Q12 I. 遵守持續專業培訓規定 Q1 個人持牌人能否參與同一持續專業培訓活動以補回持續專業培訓尚欠時數？ A1 有關情況已於...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/20210917CPD_FAQChin.pdf -
Date: 2021-12-10
... fee of HK$15,000 be charged upon authorization of each SPI and thereafter on an annual basis, with no variable fee. Insurance (Special Purpose Business) Rules (Cap. 41P) The Insurance (Special Purpose Business) Rules...
https://www.ia.org.hk/english/legislative_framework/overview/latest_legislative_developments.html -
Date: 2023-11-01
... Transitional Arrangements 15 November 2023 Insurance Authority’s Disciplinary Panel Pool 中文譯本: 保險業監管局的紀律處分委員會小組 14 November 2023 Revision to the Interpretation Note relating to the...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/circulars_on_regulatory_matters_2023.html -
Date: 2023-12-29
[PDF]
rbc_consultation_faq.pdf
... rolled out in phases with a sufficiently long run-in period, so that insurers will have adequate time to understand the requirements thoroughly, and be able to achieve full compliance incrementally. Q7 How and when to submit views? A7 We welcome written comments on or before 15 December 2014 through any...
https://www.ia.org.hk/english/infocenter/files/rbc_consultation_faq.pdf -
Date: 2019-09-03
[PDF]
FTAHK.pdf
... FORCES WAVE IV Copyright © 2019 Deloitte Development LLC. All rights reserved.8 Customer Centric • Able to reach new customers • Offers tailored products and services • Provides transparency and simplicity Data Driven • Uses new sources of data (e.g., IoT, public sources) • Leverages analytical...
https://www.ia.org.hk/english/aboutus/task_force/activities_meetings/files/FTAHK.pdf -
Date: 2019-06-06