... November 2015 Statements issued by the Financial Action Task Force on Money Laundering (“FATF”) 29 October 2015 United Nations (Anti-Terrorism Measures) Ordinance 15 October 2015 United...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circulars_on_anti-money_laundering_matters_2015.html -
Date: 2017-06-23
...) has been adjudicated by any court or other competent authority in Hong Kong or elsewhere civilly liable for any fraud, misfeasance or misconduct? ☐ Yes ☐ No 7. Have you ever been subject to receivership, administration, liquidation or other similar proceedings? ☐ Yes ☐ No 8. Have you ever entered into...
https://www.ia.org.hk/english/infocenter/forms/files/Agency_form.pdf -
Date: 2022-01-06
...) has been adjudicated by any court or other competent authority in Hong Kong or elsewhere civilly liable for any fraud, misfeasance or misconduct? ☐ Yes ☐ No 7. Have you ever been subject to receivership, administration, liquidation or other similar proceedings? ☐ Yes ☐ No 8. Have you ever entered into...
https://www.ia.org.hk/english/infocenter/forms/files/Agency_form.pdf -
Date: 2022-05-31
...) has been adjudicated by any court or other competent authority in Hong Kong or elsewhere civilly liable for any fraud, misfeasance or misconduct? ☐ Yes ☐ No 7. Have you ever been subject to receivership, administration, liquidation or other similar proceedings? ☐ Yes ☐ No 8. Have you ever entered into...
https://www.ia.org.hk/english/infocenter/forms/files/Agency_form.pdf -
Date: 2020-06-24
... Principle 3 - Exercising Care, Skill and Diligence IV. General Principle 4 - Competence to Advise V. General Principle 5 - Disclosure of Information VI. General Principle 6 - Suitability of Advice VII. General Principle 7 - Conflicts of Interest VIII. General Principle 8 - Client Assets IX. Corporate...
https://www.ia.org.hk/english/legislative_framework/files/Broker_Code_Eng.pdf -
Date: 2020-06-01
... Principle 3 - Exercising Care, Skill and Diligence IV. General Principle 4 - Competence to Advise V. General Principle 5 - Disclosure of Information VI. General Principle 6 - Suitability of Advice VII. General Principle 7 - Conflicts of Interest VIII. General Principle 8 - Client Assets IX. Corporate...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/CodeofConductforLicensedInsuranceBrokers.pdf -
Date: 2020-06-24
... Principle 3 - Exercising Care, Skill and Diligence IV. General Principle 4 - Competence to Advise V. General Principle 5 - Disclosure of Information VI. General Principle 6 - Suitability of Advice VII. General Principle 7 - Conflicts of Interest VIII. General Principle 8 - Client Assets IX. Corporate...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Broker_Code_Eng.pdf -
Date: 2019-09-10
... and diverse - it covers 45 million square kilometres or 30% of total land area on this planet, and is the home to 4.5 billion people or roughly 60% of the global population. There are 48 nations with different cultural backgrounds, religious beliefs and states of development. As a local guy born and...
https://www.ia.org.hk/english/infocenter/files/29th_Pacific_Insurance_Conference.pdf -
Date: 2021-12-09
... and diverse - it covers 45 million square kilometres or 30% of total land area on this planet, and is the home to 4.5 billion people or roughly 60% of the global population. There are 48 nations with different cultural backgrounds, religious beliefs and states of development. As a local guy born and...
https://www.ia.org.hk/english/infocenter/files/29th_Pacific_Insurance_Conference.pdf -
Date: 2021-09-08
... licensees’ understanding of the course contents. CPD hours can be granted at the rate of one CPD hour for every 3 hours of participation in any one such tailor-made course. The end-of-course assessment will on average take 30 minutes, which will not count towards the total CPD hours granted. ...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_IIQE_20201221.pdf -
Date: 2020-12-21