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20201007_N3_Eng.pdf
...) ________________________________________________________________________________________ For Official Use LN Update Verify ______ Please complete all items in BLOCK LETTERS. All amendments must be signed by the licensed Insurance Intermediary and original signed copy should be submitted. † Please tick the appropriate box. Version: October 2020 1 Form N3 I. Particulars of Licensed...
https://www.ia.org.hk/english/infocenter/forms/files/20201007_N3_Eng.pdf -
Date: 2022-01-06
... Microsoft Word - GN3DeliveryofPolicy _revised on 29Jan10_ CIB-GN(3) (Issued on 23 April 2007) (Revised on 29 January 2010) Guidance Note on Proper Delivery of Long Term Insurance Policy According to Membership Regulation 3.5, the General Committee is issuing this Guidance Note on proper delivery...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN3_GN_on_Proper_Delivery_of_LT_Policy_29_1_2010_eg19.pdf -
Date: 2019-12-20
... different. Volume breeds standardization, such that customers at this end of the market are offered insurance products on set terms and conditions on a “take it or leave it” basis. These retail insurance products are formulated unilaterally by insurers through their product design processes with...
https://www.ia.org.hk/english/legislative_framework/Conduct_in_Focus_Issue_08_02.html -
Date: 2024-01-12
... of new product design following the relevant requirements under GN16 issued by the IA. (B) Potential Mismatch of Needs / Affordability (Q5): A standard post-sale call script for this particular purpose would not be required. Individual LIMs should ensure that the post-sale calls cover the areas...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/1_HKFI_FAQ_Initiative_on_FNA_v1_13_11_2015_20190823.pdf -
Date: 2019-12-20
... Recent Update of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing Recent Update of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing Joseph Lee, Manager Raven Chan, Manager Market Conduct Division 21 October 2019 Purposes of recent revision to GL3 2...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Recent_Update_on_GL3_2019.pdf -
Date: 2021-11-12
... Recent Update of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing Recent Update of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing Joseph Lee, Manager Raven Chan, Manager Market Conduct Division 21 October 2019 Purposes of recent revision to GL3 2...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Recent_Update_on_GL3_2019.pdf -
Date: 2022-04-27
... Recent Update of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing Recent Update of the Guideline on Anti-Money Laundering and Counter-Terrorist Financing Joseph Lee, Manager Raven Chan, Manager Market Conduct Division 21 October 2019 Purposes of recent revision to GL3 2...
https://www.ia.org.hk/english/supervision/antimoney_laundering/files/Recent_Update_on_GL3_2019.pdf -
Date: 2019-11-05