... 指引 3 打擊洗錢 及 恐怖分子資金籌集指引 (適用於經營長期業務或就長期業務提供 意見的獲授權保險人、再保險人、獲委 任保險代理人及獲授權保險經紀) 保險業監管局 2018 年 11 月 目錄 頁數 第 1 章 概覽 ...................................................................................... 1 第 2 章 風險為本方法 ..................................................................... 8 第 3 章 打擊洗錢及...

... guidelines to be issued by the Insurance Authority (“IA”), we are conducting a 3-stage consultation exercise, including:   Stage 1: Discussions with the Working Group and Discussion Groups Stage 2: Soft consultation with key industry stakeholders...

... Application for Proposed Appointment of an Individual to be a Responsible Officer of a Licensed Insurance Agency or Licensed Insurance Broker Company For Official Use D E N C S F Date of Receipt 1st Review 2nd Review Approved † Please tick the appropriate box. Version: September 2019 1 Form A3...

... pursuant to paragraph 6.1, insurers may provide supplementary illustrations in relation to such optional product feature. That said, if the design of a product will most likely render a customer to choose top-up (for example, to keep the policy sustainable) or if top- up is mandatory under the design of...

... pursuant to paragraph 6.1, insurers may provide supplementary illustrations in relation to such optional product feature. That said, if the design of a product will most likely render a customer to choose top-up (for example, to keep the policy sustainable) or if top- up is mandatory under the design of...

... Requirements Relating to the Sale of ILAS to Enhance Customer Protection 2. Appendix A: ILAS Product Sales Flow (New Application) 3. Appendix B: Financial Needs Analysis (“FNA”) Form 4. Appendix C1: Important Facts Statement and the Applicant’s Declarations (Complex charge structure version for upfront and...