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... Application for Proposed Appointment of an Individual to be a Responsible Officer of a Licensed Insurance Agency or Licensed Insurance Broker Company For Official Use D E N C S F Date of Receipt 1st Review 2nd Review Approved † Please tick the appropriate box. Version: September 2019 1 Form A3...
https://www.ia.org.hk/english/infocenter/forms/files/RO_Application_Form_A3.pdf - Date: 2020-06-24
... 3 January 2019 Our Ref: INS/TEC/6/20/6 Subfile IV By email only To: Chief Executives of all authorized insurers Dear Sirs, Consultation on the Revised Draft Guideline on Enterprise Risk Management The Insurance Authority (“IA”) conducted a consultation on the draft Guideline on Enterprise Risk...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20190103.pdf - Date: 2019-11-29
... financial year ended 31 December 2020. I.3. The Prescribed Scenarios in this document are designed for a long term insurer to consider in its ORSA Report, the risk to its capital position of multiple severe events or stresses happening at the same time, and the management actions it would take in such...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20210111_appendix_1.pdf - Date: 2021-12-10
... financial year ended 31 December 2020. I.3. The Prescribed Scenarios in this document are designed for a long term insurer to consider in its ORSA Report, the risk to its capital position of multiple severe events or stresses happening at the same time, and the management actions it would take in such...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/cir_20210111_appendix_1.pdf - Date: 2021-09-09
... Guideline on Corporate Governance of Authorized Insurers (“GL10”) and the factors contained in section 7.10.3 of GL21. Specifically, authorized insurers should: 4 a) capture the circumstances and sophistication of customers in the product design phase3; b) make disclosure on risks associated with VA-related...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_dd_28.01.2022.pdf - Date: 2022-05-31
... CIB - IIQAS CPD Programme Administrative Framework v2 (10.3.2015).pdf ...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_IIQAS_CPD_Programme_Administrative_Framework_10_3_2005_eg19.pdf - Date: 2019-12-20
... notes and tab within the Data Collection Template. ii. The submission pack is prepared based on our best effort with sufficient and reasonable controls and review. iii. The submission pack is prepared without any changes to the format and design of the template as provided by Insurance...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Cir_02062020_Annex_B.pdf - Date: 2020-06-15