... - 1 - CIB-GN(12) (issued on 18 December 2014, effective from 1 January 2015) (revised on 13 October 2015, effective from 1 January 2016) Guidance Note on Product Recommendation for Long Term Insurance Business According to Membership Regulation 3.5, the General Committee is issuing this Guidance...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/2_CIB_GN12_on_Product_Recommend_for_LT_v2_13_10_2015_eg19.pdf -
Date: 2019-12-20
... prescribed capital requirement (GPCR) and eligible group capital resources of the supervised group of the DIHC respectively in accordance with the Group Capital Rules, in particular Rules 4, 5 and 6. 2 Major acquisitions (section 95ZJ of the Ordinance) 2.1 According to section 95ZJ(1) of the Ordinance, a...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Appendix_06102021.pdf -
Date: 2021-12-10
... - Exercising Care, Skill and Diligence IV. General Principle 4 - Competence to Advise V. General Principle 5 - Disclosure of Information VI. General Principle 6 - Suitability of Advice VII. General Principle 7 - Conflicts of Interest VIII. General Principle 8 - Client Assets IX. Corporate Governance and...
https://www.ia.org.hk/english/legislative_framework/files/Agent_Code_Eng.pdf -
Date: 2020-06-01
... - Exercising Care, Skill and Diligence IV. General Principle 4 - Competence to Advise V. General Principle 5 - Disclosure of Information VI. General Principle 6 - Suitability of Advice VII. General Principle 7 - Conflicts of Interest VIII. General Principle 8 - Client Assets IX. Corporate Governance and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/CodeofConductforLicensedInsuranceAgents.pdf -
Date: 2020-06-24
... - Exercising Care, Skill and Diligence IV. General Principle 4 - Competence to Advise V. General Principle 5 - Disclosure of Information VI. General Principle 6 - Suitability of Advice VII. General Principle 7 - Conflicts of Interest VIII. General Principle 8 - Client Assets IX. Corporate Governance and...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/Agent_Code_Eng.pdf -
Date: 2019-09-10
... of the US Treasury regularly for the latest information. United Nations Security Council Resolution 1483 ("Resolution") Further to my letter of 30 July 2003, the United Nations 661 (Iraq Sanctions) Committee ("Committee") has recently designated a list of 5...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular190104.html -
Date: 2017-06-23
...) Ordinance ("Ordinance") Further to my letter of 5 September 2002, I write to inform you that the list specifying terrorists and terrorist associates designated by the United Nations Security Council Committee as at 26 August 2002 was published in the gazette (Government Notice number...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular300902.html -
Date: 2017-06-23
... insurance policies may last for decades, so it is recommended that you agree to have the entire sales and application process video or audio recorded to protect your rights and those of your beneficiaries, if any. 5. Review all documents carefully before e-signing them You...
https://www.ia.org.hk/english/digital_onboarding/virtual/points_to_note.html -
Date: 2024-01-18