... have in place adequate controls to ensure the insurer’s appointed licensed insurance agents comply with CPD requirements. Further, in line with section 81(5) of the Insurance Ordinance (Cap.41) the IA may disclose public details of any disciplinary actions taken in relation to CPD non-compliances. 1...

... 表L7 個人人壽業務 Table L7 Individual Life Business 2017 2018 2019 2017 2018 2019 2017 2018 2019 百萬元 $m 百萬元 $m 百萬元 $m 百萬元 $m 百萬元 $m 百萬元 $m 128,289 170,508 917,635 11,870.7 20,391.5 56,172.7 35,071.2 51,260.6 319,902.4 23,384 21,418 19,771 329.3 300.7 276.2 2,998.4 2,541.6 2,734.9 - - - - - - - - - 151...

... diligence, transaction records, registers of suspicious transaction reports, training records; 4 We have adopted a risk-based approach to design, implement and regularly review our AML/CFT policies, procedures and controls (collectively referred to as “AML/CFT Systems”); 5 Our Senior Management is satisfied...

... constituent members of Bodies of Insurance Brokers 5 4. Fundamental Principles relating to the test on fitness and propriety of an insurance broker 15 5. Submission of annual financial statements and auditor’s report 23 6. Commencement 25 Exhibits Annexure - Notice to client A - Acknowledgement B - Notice to...

... constituent members of Bodies of Insurance Brokers 5 4. Fundamental Principles relating to the test on fitness and propriety of an insurance broker 15 5. Submission of annual financial statements and auditor’s report 23 6. Commencement 25 Exhibits Annexure - Notice to client A - Acknowledgement B - Notice to...