... Purpose, Application and Status of this Guideline ............................. 4 4. Responsibilities of Board of Directors, Individual appointed as Controller and Senior Management .................................................... 6 5. Product Design...
https://www.ia.org.hk/english/supervision/reg_ins_intermediaries/files/GL31_20191129e.pdf -
Date: 2020-06-24
... Purpose, Application and Status of this Guideline ............................. 4 4. Responsibilities of Board of Directors, Individual appointed as Controller and Senior Management .................................................... 6 5. Product Design...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/GL31_20191129e.pdf -
Date: 2019-11-29
... Government has designated an additional name under the Executive Order. The information can be found in the website of the Office of Foreign Assets Control of the US Treasury (www.ustreas.gov/offices/eotffc/ofac/sanctions/terrorism.html) under Name of Individual Designated on 5 December 2003. You...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circular181203.html -
Date: 2017-06-23
...”) 5 July 2013 United Nations (Anti-Terrorism Measures) Ordinance United Nations Sanctions (Afghanistan) Regulation 2012 United Nations Sanctions (Democratic Republic of the Congo) Regulation...
https://www.ia.org.hk/english/legislative_framework/circulars/antimoney_laundering/circulars_on_anti-money_laundering_matters_2013.html -
Date: 2017-06-23
... 180 consecutive days; 5. CPD hour requirements for a person whose licence is suspended or revoked for 180 consecutive days or more; and 6. Repeated attendance of the same CPD activity in the same Assessment Period or in different Assessment Periods. https://www.ia.org.hk/en/legislative_framework/files...
https://www.ia.org.hk/english/legislative_framework/circulars/reg_matters/files/Circular_Interpretation_Notes.pdf -
Date: 2021-12-10
... Concerns: (Please, as far as you can, provide full details, such as names of persons involved, dates, places and reasons for the concerns. Please attach separate sheets if necessary) 4. List of Supporting Documents: (Please enclose photocopies of all supporting documents related to the concern) 5. Personal...
https://www.ia.org.hk/english/aboutus/governance/files/Whistleblowing_Report_Form.docx -
Date: 2021-12-08
...) GL5: Guideline on Application for Authorization to Carry on Insurance Business in or from Hong Kong GL6: Guideline on Reserving for Mortgage Guarantee Business GL7: Guideline on the Reserve Provision for Class G of Long Term Business...
https://www.ia.org.hk/english/legislative_framework/guidelines.html -
Date: 2020-09-24